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Filed under: Securities, Tax-exempt -- United States Hearings before the Committee on Ways and Means, House of Representatives, on tax-exempt securities ... January 16, 18, 19, and March 7, 1922. (Washington : G.P.O., 1922), by United States. Congress. House. Committee on Ways and Means (page images at HathiTrust) Hearing on the use of tax-preferred bond financing : hearing before the Subcommittee on Select Revenue Measures of the Committee on Ways and Means, U.S. House of Representatives, One Hundred Ninth Congress, second session, March 16, 2006. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006), by United States. Congress. House. Committee on Ways and Means. Subcommittee on Select Revenue Measures (page images at HathiTrust) Certain simplification provisions regarding partnerships and tax-exempt bonds, the Tax Simplification Act of 1991, and additional tax simplification : hearing before the Subcommittee on Select Revenue Measures of the Committee on Ways and Means, House of Representatives, One Hundred Second Congress, first session ... July 29, 1991. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992), by United States. Congress. House. Committee on Ways and Means. Subcommittee on Select Revenue Measures (page images at HathiTrust) Tax-exempt mortgage revenue bonds hearing before the Subcommittee on Housing and Urban Affairs of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, first session ... June 12, 1979. (Washington : U.S. Govt. Print. Off., 1979), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Tax policy and administration : improvements for more effective tax-exempt bond oversight : report to the Chairman, Subcommittee on Human Resources and Intergovernmental Relations, Committee on Government Operations, House of Representatives / United States General Accounting Office. (Washington, D.C. : The Office ; Gaithersburg, MD (P.O. Box 6015, Gaithersburg 20884-6015) : The Office [distributor, 1993]), by United States General Accounting Office (page images at HathiTrust) Background and issues regarding H.R. 3712 relating to tax-exempt bonds for housing prepared for the use of the Committee on Ways and Means by the staff of the Joint Committee on Taxation. (Washington : U.S. Govt. Print. Off., 1979), by United States. Congress. Joint Committee on Taxation (page images at HathiTrust) Trends in municipal financing and the use of tax-exempt bonds to finance private activities : hearings before the Committee on Ways and Means, House of Representatives, Ninety-eighth Congress, first session, June 15 and 16, 1983. (Washington : U.S. G.P.O. : [For sale by the Supt. of Docs., U.S. G.P.O., Congressional Sales Office], 1984), by United States. Congress. House. Committee on Ways and Means (page images at HathiTrust) Tax treatment of mortgage subsidy bonds hearings before the Committee on Ways and Means, House of Representatives, Ninety-sixth Congress, first session, on H.R. 3712 .... (Washington : U.S. Govt. Print. Off., 1979), by United States. Congress. House. Committee on Ways and Means (page images at HathiTrust) Description of tax bills (H.R. 617, H.R. 2402, H.R. 4917, H.R. 5985 and H.R. 6218) scheduled for a hearing before the Subcommittee on Select Revenue Measures of the Committee on Ways and Means on July 12, 1982 / prepared for the use of the Committee on Ways and Means by the staff of the Joint Committee on Taxation. (Washington : U.S. G.P.O., 1982) (page images at HathiTrust) Trends in the use of tax-exempt bonds to finance private activities, including a description of H.R. 1176 and H.R. 1635 scheduled for a hearing before the Committee on Ways and Means, on June 15 and 16, 1983 / prepared by the staff of the Joint Committee on Taxation. (Washington : U.S. G.P.O., 1983) (page images at HathiTrust) Description of tax bills (S. 137 and S. 1061) relating to mortgage subsidy bonds and federal guarantees of tax-exempt bond investments scheduled for a hearing before the Subcommittee on Taxation and Debt Management of the Committee on Finance on May 13, 1983 / prepared for the use of the Committee on Finance by the staff of the Joint Committee on Taxation. (Washington : U.S. G.P.O., 1983) (page images at HathiTrust) Description of H.R. 3712, relating to tax-exempt bonds for housing, scheduled for a hearing by the Committee on Ways and Means on May 14, 15, and 21, 1979 prepared for the use of the Committee on Ways and Means by the staff of the Joint Committee on Taxation. (Washington : U.S. Govt. Print. Off., 1979), by United States. Congress. Joint Committee on Taxation (page images at HathiTrust) Summary of H.R. 3712, the Mortgage subsidy bond tax act of 1979, as ordered reported by the Committee on Ways and Means on July 30, 1979 prepared by the staffs of the Joint Committee on Taxation and the Committee on Ways and Means ; Committee Ways and Means, U.S. House of Representatives. (Washington : U.S. Govt. Print. Off., 1979), by United States. Congress. House. Committee on Ways and Means (page images at HathiTrust) Summary of H.R. 5741, the Mortgage subsidy bond tax act of 1979, as reported with amendments by the Committee on Ways and Means on December 3, 1979 / prepared by the staffs of the Joint Committee on Taxation and the Committee on Ways and Means ; Committee Ways and Means, U.S. House of Representatives. (Washington : U.S. Govt. Print. Off. : [For sale by the Supt. of Docs., U.S. G.P.O., Congressional Sales Office], 1979), by United States. Congress. House. Committee on Ways and Means (page images at HathiTrust) Report on tax-exempt "small issue" industrial revenue bonds / Subcommittee on Oversight of the Committee on Ways and Means, U.S. House of Representatives. (Washington : U.S. G.P.O. : [For sale by the Supt. of Docs., U.S. G.P.O., Congressional Sales Office], 1981), by United States. Congress. House. Committee on Ways and Means. Subcommittee on Oversight (page images at HathiTrust) Background information for hearings on tax-exempt "small issue" industrial revenue bonds / Subcommittee on Oversight of the Committee on Ways and Means, U.S. House of Representatives. (Washington : U.S. G.P.O. : [For sale by the Supt. of Docs., U.S. G.P.O., Congressional Sales Office], 1981) (page images at HathiTrust) Tax policy : deducting interest on funds borrowed to purchase or carry tax-exempt bonds : report to the Joint Committee on Taxation / United States General Accounting Office. (Washington, D.C. : The Office, [1988]), by United States General Accounting Office (page images at HathiTrust)
Filed under: Securities, Tax-exempt -- United States -- StatesFiled under: Mortgage bonds, Tax-exempt -- United States
Filed under: Mortgage bonds, Tax-exempt -- Law and legislation -- United States Housing Finance Opportunity Act and denial of tax exemption to certain bonds guaranteed by federal agencies : hearing before the Subcommittee on Taxation and Debt Management of the Committee on Finance, United States Senate, Ninety-eighth Congress, first session, on S. 137 and S. 1061, May 13, 1983. (Washington : U.S. G.P.O. : [For sale by the Supt. of Docs., U.S. G.P.O., Congressional Sales Office], 1983), by United States. Congress. Senate. Committee on Finance. Subcommittee on Taxation and Debt Management (page images at HathiTrust) Tax-exempt multifamily rental housing bonds : hearings before the Subcommittee on Oversight of the Committee on Ways and Means, House of Representatives, Ninety-ninth congress, first session, June 21; and August 1, 1985. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1986), by United States. Congress. House. Committee on Ways and Means. Subcommittee on Oversight (page images at HathiTrust) Tax-exempt bonds for multifamily residential rental property : scheduled for a hearing before the Subcommittee on Oversight of the Committee on Ways and Means on June 21, 1985 / prepared by the staff of the Joint Committee on Taxation. (Washington : U.S. G.P.O. : [For sale by the Supt. of Docs., U.S. G.P.O., Congressional Sales Office], 1985) (page images at HathiTrust) Description of S. 1598 (the First Time Homebuyer Assistance Act of 1983) : scheduled for a hearing before the Committee on Finance on September 13, 1983 / prepared by the staff of the Joint Committee on Taxation. (Washington : U.S. G.P.O. : [For sale by the Supt. of Docs., U.S. G.P.O., Congressional Sales Office], 1983) (page images at HathiTrust) Trends in municipal financing and the use of tax-exempt bonds to finance private activities : hearings before the Committee on Ways and Means, House of Representatives, Ninety-eighth Congress, first session, June 15 and 16, 1983. (Washington : U.S. G.P.O. : [For sale by the Supt. of Docs., U.S. G.P.O., Congressional Sales Office], 1984), by United States. Congress. House. Committee on Ways and Means (page images at HathiTrust)
Filed under: Securities, Tax-exempt -- New York (State) -- New York Gaming the tax code : public subsidies, private profits, and big league sports in New York : hearing before the Subcommittee on Domestic Policy of the Committee on Oversight and Government Reform, House of Representatives, One Hundred Tenth Congress, second session, September 18, 2008. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009), by United States. Congress. House. Committee on Oversight and Government Reform. Subcommittee on Domestic Policy (page images at HathiTrust) Gaming the tax code : the New York Yankees and the city of New York respond to questions about the new Yankee Stadium : hearing before the Subcommittee on Domestic Policy of the Committee on Oversight and Government Reform, House of Representatives, One Hundred Tenth Congress, second session, October 24, 2008. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009), by United States. Congress. House. Committee on Oversight and Government Reform. Subcommittee on Domestic Policy (page images at HathiTrust)
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Filed under: Securities, Tax-exempt
Filed under: Securities -- United States Electronic Bulls and Bears: U.S. Securities Markets and Information Technology (1990), by United States Congress Office of Technology Assessment (PDF files at Princeton) Laws relating to Securities Commission, exchanges and holding companies. (Washington, U.S. Government Printing Office; for sale by the Supt. of Docs., U.S. Govt. Print. Off.), by United States (page images at HathiTrust) A reply to the Securities and exchange commission. (Chicago, Investment bankers association of America, 1940), by Emmett Francis Connely (page images at HathiTrust) National market system five year status report : report together with separate views / by the Subcommittee on Oversight and Investigations of the Committee on Interstate and Foreign Commerce, United States House of Representatives. (Washington : U.S. G.P.O., 1980) (page images at HathiTrust) Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934. (Washington : U.S. Govt. Print. Off., 1976), by United States Securities and Exchange Commission (page images at HathiTrust) Poor's classified investment holdings, and Poor's complete list of securities maturing ... Showing ownership of securities by savings banks, trust companies, insurance companies ... and other institutions. Comp. from state and other documents published in the United States and Canada ... (New York, Poor's Pub. Co. [etc.]) (page images at HathiTrust) Acquisition of U.S. companies by foreign nationals hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, on H. Con Res. 59 ... H.R. 1294 ... February 26 and April 2, 1981. (Washington : U.S. G.P.O., 1981), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust) Effect of the war on the supply of investment capital. ([New York?, 1914]), by Charles Arthur Conant (page images at HathiTrust) Securities act of 1933, as in effect June 4, 1975 : Public-no. 22-73d Congress, H.R. 5480 / United States Securities and Exchange Commission. (Washington : United States Securities and Exchange Commission : For sale by the Supt. of Docs., U. S. Govt. Print. Off., 1976), by United States (page images at HathiTrust) Oversight of the functioning and administration of the Securities acts amendments of 1975 report together with additional views / by the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fifth Congress, first session. (Washington : U.S. Govt. Print. Off., 1977), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust) Report of the Special Study of the Options Markets to the Securities and Exchange Commission (Washington : U.S. Govt. Print. Off., 1979), by United States. Securities and Exchange Commission. Special Study of the Options Markets (page images at HathiTrust) Conversion of Worthless Securities Into Cash report based on Dec. 1971 hearings. (Washington : U.S. G.P.O., 1973), by United States. Congress. House. Select Committee on Crime (page images at HathiTrust) Progress toward the development of a national market system joint hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-sixth Congress, first session ... September 21, 24, and 25, 1979. (Washington : U.S. Govt. Print. Off., 1980), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust) Public policy for American capital markets. Prepared by James H. Lorie for submission to the Secretary and the Deputy Secretary of the Treasury, February 7, 1974. ([Washington, Dept. of the Treasury; for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1974]), by James Hirsch Lorie (page images at HathiTrust) Report on the Conference with the Securities and Exchange Commission and its staff on proposals for amending the Securities act of 1933 and the Securities exchange act of 1934 / by the representatives of Investment Bankers Association of America, National Association of Securities Dealers, inc., New York Curb Exchange, and New York Stock Exchange, July 30, 1941. ([s.l., s.n.] ;, 1941), by Investment Bankers Association of America (page images at HathiTrust) Thomas Gibson's weekly market letters, 1908. (New York, The Gibson Publishing Co., [c1909]), by Thomas Gibson (page images at HathiTrust) The financing of present day needs, by Mortimer L. Schiff ... ([New York?, 1921]), by Mortimer L. Schiff (page images at HathiTrust) Laws relating to Securities Commission exchanges and holding companies, with indices compiled by Gilman G. Udell. (Washington : U.S. Govt. Print. Off., 1976), by United States (page images at HathiTrust) Report of the Industrial Issuers Advisory Committee to the Securities and Exchange Commission. (Washington, D.C. : [U.S. Govt. Print. Off., 1972]), by United States. Securities and Exchange Commission. Industrial Issuers Advisory Committee (page images at HathiTrust) Electronic bulls and bears : U.S. securities markets and information technology. (Washington, D.C. : Congress of the U.S., Office of Technology Assessment : For sale by the Supt. of Docs., U.S. G.P.O., [1990]) (page images at HathiTrust) Clarify jurisdiction of SEC and definition of security : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-seventh Congress, second session, on H.R. 6156, July 15, 1982. (Washington : U.S. G.P.O., 1982), by Credit United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation (page images at HathiTrust) National market system : five year status report : report together with separate views / by the Subcommittee on Oversight and Investigations of the Committee on Interstate and Foreign Commerce, United States House of Representatives. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1980) (page images at HathiTrust) Moody's manual, complete list of securities. (New York, Moody Manual Co.) (page images at HathiTrust) Amerikannsche spoorwegen op de amsterdamsche beurs / door N.J. den Tex. (Amsterdam : P.N. Van Kampen & zoon, 1873), by N. J. den Tex (page images at HathiTrust; US access only) Role of financial institutions : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, including H.R. 2557 ... October 5, 14, 1987, February 10, and April 13, 1988. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) SEC oversight and technical amendments : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4574 ... February 23, 1984. (Washington : U.S. G.P.O., 1984), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust) Consolidating the administration and enforcement of the federal securities laws within the Securities and Exchange Commission : a report / prepared for the use of the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, U.S. House of Representatives. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs, U.S. G.P.O., 1987), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust) SEC responses to the Treadway Commission report : a study prepared for the use of the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, U.S. House of Representatives. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1988) (page images at HathiTrust) Common Sense Legal Reform Act : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, January 19 and February 10, 1995. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1995), by United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Securities transaction fees : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 1256 and H.R. 2441, September 28, 1999. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1999), by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials (page images at HathiTrust) Financial reporting practices : hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first session, July 10, 22, and 27, 1987. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1988-), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust) Securities regulatory equality : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, on H.R. 3447, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 14, 1994. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1993), by United States (page images at HathiTrust) Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1988), by United States (page images at HathiTrust) Financial services industry : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 3054, H.R. 4441, and H.R. 5777, bills to provide for self-regulation and to improve the disclosure to customers of investment advisers, and to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, July 11, 1990 Financial Services Industry Oversight .... (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1991), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Securities litigation reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, July 22 and August 10, 1994. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1995), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) National market system : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, April 14, May 13, 26, June 29, and July 13, 1993. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Implementation of the Private Securities Litigation Reform Act of 1995 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, October 21, 1997. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1998), by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials (page images at HathiTrust) The Securities Litigation Uniform Standards Act of 1997 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, second session, on H.R. 1686, May 19, 1998. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1998), by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials (page images at HathiTrust) Compilation of securities laws within the jurisdiction of the Committee on Commerce : including Securities Act of 1933, Securities Exchange Act of 1934 ... / printed for the use of the House Committee on Commerce. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 1995-), by United States (page images at HathiTrust) Securities investors legal rights : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, on H.R. 3185, a bill to establish a statute of limitations for private rights of action arising from a violation of the Securities Exchange Act of 1934, November 21, 1991. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Volatility in global securities markets : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, February 3, 1988. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust) Arbitration reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, including H.R. 4960 ... March 31, June 9, and July 12, 1988. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1989), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Unlisted trading privileges : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session on H.R. 4535, a bill to amend the Securities Exchange Act of 1934 with respect to the extension of unlisted trading privileges for corporate securities, June 22, 1994. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Financial restructuring : the road ahead : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 5342, H.R. 4506, and H.R. 3537, April 4, 5, and May 17, 1984. (Washington : U.S. G.P.O., 1984), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust) Capital Markets Deregulation and Liberalization Act of 1995 : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, on H.R. 2131, November 14, November 30, and December 5, 1995. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996), by United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Risky business in the operating subsidiary, how the OCC droped the ball : hearing before the Subcommittee on Oversight and Investigations of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, June 25, 1999. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1999), by United States. Congress. House. Committee on Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust) Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 1985), by United States (page images at HathiTrust) SEC oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985, SEC oversight, March 5, 1986. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1986), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust) Industrial securities, by Hermann F. Arens ... (Boston : American Institute of Finance, [c1922]), by Hermann F. Arens (page images at HathiTrust) Law relating to stocks, bonds, and other securities, in the United States. By Francis A. Lewis, jr. ... (Philadelphia : R. Welsh & co., 1881), by Francis A. Lewis (page images at HathiTrust; US access only) The principles of bond investment, (New York, H. Holt and company, 1911), by Lawrence Chamberlain (page images at HathiTrust) The helpless shareholder. (London, Printed by Waterlow and sons limited, 1911), by Edward Dudley Kenna (page images at HathiTrust; US access only) Investment analysis; fundamentals in the analysis of investment securities, by Walter Edwards Lagerquist. (New York, The Macmillan company, 1921), by Walter Edwards Lagerquist (page images at HathiTrust; US access only) What the businessman should know about Federal regulation of securities. (Washington, Public Affairs Press, [1958]), by Sidney Willner (page images at HathiTrust) Thomas Gibson's market letters for 1907. ([New York?, c1908]), by Thomas Gibson (page images at HathiTrust) The securities industry economic implications for the future : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, June 17 and 18, 1981. (Washington : U.S. G.P.O., 1981), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust) Laws relating to securities commission exchanges and holding companies (with indices) compiled by Gerard P. Walsh, Jr. (Washington : U.S. G.P.O., 1981), by United States (page images at HathiTrust) Extension of margin requirements to foreign investors hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, first session, on S. 1429 ... S. 1436 ... July 8, 1981. (Washington : U.S. G.P.O., 1981), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Implications of Glass-Steagall reform a report / prepared by the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, U.S. House of Representatives. (Washington : U.S. G.P.O., 1988) (page images at HathiTrust) The Annual forecast of business, financial and security market conditions and prospects ... / by Thomas Gibson. ([New York, The Hamilton Press]) (page images at HathiTrust) Before the Interstate commerce commission. Revenues of rail carriers in official classification territory, on petition for modification of order. Statement of Frederick Strauss, of Investment bankers association of America. ([New York?, 1914]), by Frederick Strauss (page images at HathiTrust) Stocks and the stock market ... (Philadelphia, American academy of political and social science, 1910), by American Academy of Political and Social Science (page images at HathiTrust) Organized crime: stolen securities hearings, Ninety-second Congress, first session, pursuant to section 4, Senate Resolution 31, 92d Congress ... (Washington : U.S. Govt. Print. Off., 1971-72), by United States Senate Committee on Government Operations Permanent Subcommittee on Investigations (page images at HathiTrust) Organized crime: securities, thefts and frauds (second series) hearings, Ninety-third Congress, first session, pursuant to section 4, Senate Resolution 46, 93d Congress. (Washington : U.S. Govt. Print. 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Off., 1938-), by United States Securities and Exchange Commission (page images at HathiTrust) Securities Exchange Act of 1934 analyzed / by Lothrop Withington ; also An analysis of the amendments of 1934 to the Securities Act of 1933 / by Oscar W. Haussermann. (Boston, Mass. : Boston News Bureau, [c1934]), by Lothrop Withington (page images at HathiTrust) Federal securities laws : including the Securities Act of 1933, Trust Indenture Act of 1939, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Investment Company Act of 1940, Investment Advisers Act of 1940 : with all amendments to August 22, 1940 : also a review of federal securities regulation, topical index for each act (New York ; Chicago : Commerce Clearing House, Inc., Loose-Leaf Service Division of the Corporation Trust Company, [c1940]), by Commerce Clearing House (page images at HathiTrust) False security : the betrayal of the American investor [by]Bernard J. Reis ; introduction by John T. Flynn (New York : Dodge, [1938]), by Bernard J. Reis (page images at HathiTrust) Competetive bidding for corporate securities, (Canton, N.Y., The Plaindealer press, 1944), by Donald Jasper Emblen (page images at HathiTrust) Study of the securities industry. Hearings, Ninety-second Congress, first [and second] session[s] (Washington, U.S. Govt. Print. Off., 1971-72), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust) Extension of SEC institutional investor study. Hearing, Ninety-first Congress, first session ... September 15, 1969. (Washington, U.S. Govt. Print. Off., 1969), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust) SEC registration fees : hearing ... Eighty-ninth Congress, first session, on S. 1707, a bill to amend Section 6 (b) of the Securities Act of 1933, September 22, 1965. (Washington, U.S. Govt. Print. Off., 1965), by United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities (page images at HathiTrust) Determinants of investment practice, by Edmund Brown, jr. (New York, The Macmillan company, 1934), by Edmund Brown (page images at HathiTrust) Haight & Freese's guide to investors : information to investors and operators in stocks, grain, provisions & cotton, statistics on railroad, industrial and miscellaneous securities, grain, provisions and cotton, highest and lowest prices of stocks from 1886 (New York : Haight & Freese, c1898) (page images at HathiTrust) Haight & Freese Co.'s guide to investors : information to investors and operators in stocks, grain, provisions & cotton : statistics on railroad, industrial and miscellaneous securities, grain, provisions and cotton; highest and lowest prices of stock from 1891 (Boston : Haight & Freese Co., 1904) (page images at HathiTrust) Handbook of curb mining oil and industrial securities (New York : Charles A. Stoneham and Co., 1918 [c1917]) (page images at HathiTrust) Official summary of security transactions and holdings. (Washington, D.C. : U.S. Securities and Exchange Commission : [Supt. of Docs., U.S. G.P.O., distributor,) (page images at HathiTrust) The forgotten fifty billions, (New York, C. Scribner's sons, 1935), by William Warren Craig (page images at HathiTrust) An introduction to securities regulation. (Chicago, Twentieth Century Press, [1958]), by Allen D. Choka (page images at HathiTrust) Investment, principles and analysis. (Chicago, Business Publications, 1938), by Shaw Livermore (page images at HathiTrust) The securities arbitration system : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 17, 2005. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2005), by Insurance United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets (page images at HathiTrust) Regulation of the hedge fund industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the hedge fund industry, focusing on a proposed regulation that would address violations of the federal securities laws, including fraudulent activity, by hedge funds, July 15, 2004. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2006), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) A review of current securities issues : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examination of current securities issues, focusing on improving financial disclosure for individual investors, April 25, 2006. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2007), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Review of investor protection and market oversight with the five commissioners of the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, first session, June 26, 2007. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2007), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Auction rate securities market : a review of problems and potential solutions : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, second session, September 18, 2008. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2008), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Extension of margin requirements to foreign investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, first session, on S. 1429 ... S. 1436 ... July 8, 1981. (Washington : U.S. G.P.O., 1981), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Fairness in Securities Transactions Act : report together with minority views (to accompany H.R. 2441) (including cost estimate of the Congressional Budget Office). ([Washington, D.C. : U.S. G.P.O., 2000]), by United States. Congress. House. Committee on Commerce (page images at HathiTrust) H.R. 2443, the Equitable Escheatment Act of 1993 : hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, March 22, 1994. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust) Asset securitization and secondary markets : hearings before the Subcommittee on Policy Research and Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Second Congress, first session, July 31, 1991. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1991), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust) The issues surrounding the collapse of Drexel Burnham Lambert : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, on lessons to be learned from the Drexel failure and possible regulatory changes, March 2, 1990. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1990), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 ... February 1 and 8, 1990. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1990), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The SEC/CFTC jurisdiction and margin : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, one hundred first Congress, second session ... March 29, July 11, 12, and 24, 1990. (Washington : U.S. G.P.O. : For sale by Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1991), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Jurisdictional issues in S. 207, the CFTC reauthorization : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session on Title III of the Futures Trading Act of 1991, concerning the appropriate regulatory scheme on financial instruments having elements of commodity futures, securities, banking and insurance products, April 16, 1991. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1991), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Derivatives disclosure and accounting : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... March 4 and October 9, 1997. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1997 [i.e. 1998]), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session, on S. 1260 ... October 29, 1997. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1997 [i.e. 1998]), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The Federal Reserve's proposed changes to section 20 firewalls : hearing before the Subcommittee on Financial Institutions and Regulatory Relief of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... March 20, 1997. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1997 [i.e. 1998]), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities litigation abuses : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1998), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on S. 1260 ... February 23, 1998. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1999), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The internationalization of capital markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, second session ... February 26, 27, 1986. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1986), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, first session ... March 2, 22, and April 6, 1995. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1995), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1996), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The Foreign Trade Practices Act : hearings before the Subcommittee on International Economic Policy and Trade of the Committee on Foreign Affairs, House of Representatives, Ninety-eighth Congress, first session, on H.R. 2157, April 18, 25; July 12; October 6, 1983. (Washington : U.S. G.P.O., 1985), by United State House Subcommittee on International Economic Policy and Trade (page images at HathiTrust) Problems with the SEC's enforcement of U.S. securities laws in cases involving suspicious trades originating from abroad : hearing before a subcommittee of the Committee on Government Operations, House of Representatives, One Hundredth Congress, second session, June 6, 1988. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1988), by Consumer United States. Congress. House. Committee on Government Operations. Commerce (page images at HathiTrust) Saving investors money : reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O. [Congressional Sales Office], 2001), by Insurance United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets (page images at HathiTrust) Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, selected provisions of the Gramm-Leach-Bliley Act and the Commodity Futures Modernization Act of 2000 / prepared for the use of the Committee on Financial Services, U.S. House of Representatives. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2001), by United States (page images at HathiTrust) Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Gramm-Leach-Bliley Act, Commodity Futures Modernization Act of 2000, Sarbanes-Oxley Act of 2002 / prepared for the use of the Committee on Financial Services, U.S. House of Representatives. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., [Congressional Sales Office], 2003), by United States (page images at HathiTrust) Emergency Securities Response Act of 2003 : report (to accompany H.R. 657) (including cost estimate of the Congressional Budget Office). ([Washington, D.C. : U.S. G.P.O., 2003]), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Federal securities law / Thomas Lee Hazen. (Washington, DC (One Columbus Circle, N.E. 20002-8003) : Federal Judicial Center, 2003), by Thomas Lee Hazen (page images at HathiTrust) Securities investor protection act amendments : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, second session, on H.R. 8331 ... April 25, 1978. (Washington : U.S. Govt. Print. Off., 1978), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The structure of securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the emerging structure of U.S. securities markets and the appropriate role for regulation, February 29, April 13, and May 8, 2000. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 2001), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The Securities Litigation Uniform Standards Act of 1998 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1260, together with additional views. (Washington : U.S. G.P.O., 1998), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The Competitive Market Supervision Act : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2107, together with additional views. (Washington : U.S. G.P.O., 2000), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Competitive Market Supervision Act of 2001 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 143. (Washington : U.S. G.P.O., 2001), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities Litigation Uniform Standards Act of 1998 : report together with dissenting and additional dissenting views (to accompany H.R. 1689) (including cost estimate of the Congressional Budget Office). ([Washington, D.C. : U.S. G.P.O., 1998]), by United States. Congress. House. Committee on Commerce (page images at HathiTrust) Securities Litigation Uniform Standards Act of 1998 : conference report (to accompany S. 1260). ([Washington, D.C.? : U.S. G.P.O., 1998]), by United States Congress (page images at HathiTrust) Emergency Securities Response Act of 2001 : report (to accompany H.R. 3060) (including cost estimate of the Congressional Budget Office). ([Washington : U.S. G.P.O., 2001]), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Investor and Capital Markets Fee Relief Act : report together with dissenting views (to accompany H.R. 1088) (including cost estimate of the Congressional Budget Office). ([Washington, D.C. : U.S. G.P.O., 2001-), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Providing for consideration of H.R. 1088, Investor and Capital Markets Fee Relief Act : report (to accompany H. Res. 161). ([Washington, D.C. : U.S. G.P.O., 2001]), by United States House Committee on Rules (page images at HathiTrust) H.R. 4503, the Derivatives Safety and Soundness Supervision Act of 1994 : hearing before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, June 23, 1994. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust) H.R. 4503, the Derivatives Safety and Soundness Supervision Act of 1994 : hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, July 12, 1994. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1994), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust) H.R. 1062, the Financial Services Competitiveness Act of 1995, Glass-Steagall reform, and related issues (revised H.R. 18) : hearings before the Committee on Banking and Financial Services, House of Representatives, One Hundred Fourth Congress, first session. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1995-), by United States. Congress. House. Committee on Banking and Financial Services (page images at HathiTrust) Financial services modernization : hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session, February 11, 13, 25, 1997. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1997), by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit (page images at HathiTrust) How the financial system can best be shaped to meet the needs of the American people : financial deregulation : hearings before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-eighth Congress, second session, on H.R. 5734 ... April 11, 12; May 2, 3, 9, 10, 16, 23, 24; June 7, 12, and 19, 1984. (Washington : U.S. G.P.O., 1984), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust) Brokerage and related commercial bank services : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks ... (Washington : U.S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Financial disclosure by banks and bank holding companies : hearings before the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... July 11 and 16, 1975. (Washington : U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Enhancing Investor Protection and the Regulation of Securities Markets, part II : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on further examining what went wrong in the securities markets, how we can prevent the practices that led to our financial system problems, and how to protect investors, March 26, 2009. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Tender offer practices and corporate director responsibilities : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, second session, on S. 2448 ... S. 2797 ... October 2, 1984. (Washington : U.S. G.P.O., 1984), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Moratorium legislation and financial institutions deregulation : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on S. 1532 ... S. 1609 ... S. 1682 ... July 18, Sept. 13, 14, 1983. (Washington : U.S. G.P.O., 1983), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities acts amendments of 1975 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 249 to amend the Securities exchange act of 1934 and for other purposes, February 19, 20, and 21, 1975. (Washington : U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities activities of commercial banks : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... December 9 and 10, 1975. (Washington : U.S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Federal securities laws and small business legislation : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 1533 ... S. 1940 ... S. 2699 ... April 29, May 16, and June 2, 1980. (Washington : U.S. Govt. Print. Off., 1980), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) General rules and regulations under the Securities Exchange Act of 1934, as amended. (Washington, U.S. Govt. Print. Off.), by United States Securities and Exchange Commission (page images at HathiTrust) Annual report of the Securities and Exchange Commission. (Washington, D.C. : The Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1935-), by United States Securities and Exchange Commission (page images at HathiTrust) Compilation of securities laws within the jurisdiction of the Committee on Financial Services : including Securities Act of 1933, Securities Exchange Act of 1934 ... / prepared for the use of the Committee on Financial Services, U.S. House of Representatives. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., 2001-), by United States (page images at HathiTrust) Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission. (Washington : U.S. Govt. Print. Off., 1977-), by United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure (page images at HathiTrust) Burnham's manual of mid-western securities. : An investor's handbook of useful information concerning the principal securities bought and sold in Chicago and the middle West ... (Chicago : J. Burnham & Co., [c1917-) (page images at HathiTrust) Securities and futures markets : cross-border information sharing is improving, but obstacles remain : report to the Chairman, Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives / United States General Accounting Office. (Washington, D.C. : The Office ; Gaithersburg, MD (P.O. Box 6015, Gaithersburg 20877) : The Office [distributor, 1992]), by United States General Accounting Office (page images at HathiTrust) Statistics of American listed corporations ... From data collected by the survey of American listed corporations, a Work projects administration study sponsored by the Securities and exchange commission (Project no. 65-2-97-4) ... ([Washington], 1940-41), by United States Securities and Exchange Commission (page images at HathiTrust) Securities exchange act amendments of 1973. Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340.. (Washington, U.S. Govt. Print. Off., 1974-), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust) American underwriting of foreign securities in 1930. (Washington : U.S. Govt. Print. Off., 1931), by United States. Bureau of Foreign and Domestic Commerce (page images at HathiTrust) American underwriting of foreign securities in 1929. (Washington : U.S. G.P.O., 1930), by Paul D. Dickens (page images at HathiTrust) Treasury Direct : disposition of payments and securities for nonadministered estate : [form] PD F 5201. ([Washington, D.C.?] : Dept. of the Treasury, Bureau of the Public Debt, [1998]), by United States. Bureau of the Public Debt (page images at HathiTrust) Analysis of industrial securities, by John H. Prime ... (New York, Prentice-Hall, inc., 1935), by John Henry Prime (page images at HathiTrust) Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker. (Washington, U. S. Govt. print. off., 1936), by United States Securities and Exchange Commission (page images at HathiTrust) What every investor should know : a handbook from the U.S. Securities and Exchange Commission. (page images at HathiTrust) Securities Investor Protection Act of 1970. (Washington, D.C. : U.S. Securities and Exchange Commission, [1988]), by United States (page images at HathiTrust) SEC docket. ([Washington, D.C.? : Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1973-) (page images at HathiTrust) Organized crime--securities, thefts and frauds (second series) : hearings, Ninety-third Congress, first session. (Washington, U.S. Govt. Print. Off., 1973-1974), by United States. Congress. Senate. Committee on Government Operations. Permament Subcommittee on Investigations (page images at HathiTrust) The Book on U.S. savings bonds. ([Washington, D.C.?] : U.S. Savings Bonds Division, Dept. of the Treasury, [1983?]) (page images at HathiTrust) The Book on U.S. savings bonds : a guide for issuing and paying agents. ([Washington, D.C.?] : U.S. Savings Bonds Division, Dept. of the Treasury, 1985) (page images at HathiTrust) The Federal Investment Counseling Program. ([Washington, D.C.] : Dept. of the Treasury, Financial Management Service, [1987?]) (page images at HathiTrust) The Book on U.S. savings bonds : a guide for issuing and paying agents. ([Washington, D.C.?] : U.S. Savings Bonds Division, Dept. of the Treasury, 1987) (page images at HathiTrust) Evaluating the impact of securities regulation on venture capital markets / James R. Barth, Joseph J. Cordes, and Gregory Tassey. (Washington, D.C. : U.S. Dept. of Commerce, National Bureau of Standards : For sale by the Supt. of Docs., U.S. G.P.O., 1980), by James R. Barth (page images at HathiTrust) Fiscal agency securities manual. ([Washington, D.C.?] : Dept. of the Treasury, Bureau of the Public Debt, 1984-) (page images at HathiTrust) Federal Securities act procedure, by J. K. Lasser and J. A. Gerardi. (New York and London, McGraw-Hill book company, inc., 1934), by J. K. Lasser (page images at HathiTrust) New securities powers for bank holding companies : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session ... August 6, 1987. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., Congressional Sales Office, U.S. G.P.O., 1987), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The bond record : a journal for investors. (New York : Bond Record Publ. Co. , 1893-) (page images at HathiTrust) Reauthorizations for the Securities and Exchange Commission, 1994-95 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1994-95 ... July 29, 1993. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1993), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) One thousand dollars a second; America as a world investment market. (New York, Stone & Webster and Blodget, inc., [1928]), by Inc Stone & Webster and Blodget (page images at HathiTrust) Report. (Washington : U.S. Govt. Print. Off., 1963-64), by United States Securities and Exchange Commission. Special Study of Securities Markets (page images at HathiTrust) Trading in unlisted securities upon exchanges. Hearing[s] before the Committee on banking and currency, United States Senate, Seventy fourth Congress, second session, on S. 4023, a bill on trading in unlisted securities upon national securities exchanges ... (Washington, U. S. Govt. print. off., 1936), by United States. Congress. Senate. Committee on Banking and Currency (page images at HathiTrust) Report of the Loan Committee of the Associated Banks of the City of New York, presented June 12th, 1862. (New York, Hall, Clayton & Medole, 1862), by New York State Bankers Association. Group VIII. (page images at HathiTrust) Moody's analyses of railroad investments / by John Moody. 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(Washington, D.C. : U.S. Securities and Exchange Commission, Office of Public Affairs, [1992]), by United States Securities and Exchange Commission (page images at HathiTrust) Q&A, small business and the SEC : a guide to help you understand how to raise capital and comply with the federal securities laws / prepared in cooperation with the Office of the Chief Counsel for Advocacy, U.S. Small Business Administration. (Washington, D.C. : Office of Small Business, Division of Corporation Finance, U.S. Securities and Exchange Commission, [1999]) (page images at HathiTrust) The taxation of intangibles in Missouri and the other states, by Governmental research institute ... ([St. Louis], 1944), by Mo.) Governmental Research Institute (Saint Louis (page images at HathiTrust) The October 1987 market break : a report / by the Division of Market Regulation, U.S. Securities and Exchange Commission. (Washington , D.C. : The Commission : For sale by the Supt. of Docs., U.S. G.P.O., [1988]) (page images at HathiTrust) The capitalization of goodwill, (Baltimore, 1921), by Kemper Simpson (page images at HathiTrust) Attorney accountability : hearings before the Subcommittee on Courts and Intellectual Property of the Committee on the Judiciary, House of Representatives, One Hundred Fourth Congress, first session, February 6 and 10, 1995. (Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1995), by United States. Congress. House. Committee on the Judiciary. Subcommittee on Courts and Intellectual Property (page images at HathiTrust) Regulation of railroad finance / by John H. Frederick, Frank T. Hypps, James M. Herring. (New York : Simmons-Boardman Pub. Co., c1930), by John H. Frederick (page images at HathiTrust) The marketing of American railroad securities; memorandum for the Interstate commerce commission, submitted by Kuhn, Loeb & company. ([New York?, 1922]), by Loeb & Company Kuhn (page images at HathiTrust) Bond books ([New York, H. Fisk & Sons, 1915- ̈), by Firm Fisk (page images at HathiTrust; US access only) How to invest wisely, by E.C. Harwood. (Great Barrington, Mass., [c1955]), by American Institute for Economic Research (page images at HathiTrust) How to invest wisely, by C. Russell Doane and E.C. Harwood. (Great Barrington, Mass., [1958]), by American Institute for Economic Research (page images at HathiTrust) Going public, successful securities underwriting (New York, C. Boardman Co., 1961), by Gerald J. Robinson (page images at HathiTrust) How to invest wisely, by C. Russell Doane and E.C. Harwood. (Great Barrington, Mass., [1957]), by American Institute for Economic Research (page images at HathiTrust) The investor and the Securities act, by Homer V. Cherrington. (Washington, D.C., American Council on Public Affairs, [c1942]), by Homer Virgil Cherrington (page images at HathiTrust) How to invest wisely. (Great Barrington, Mass., [c1959]), by American Institute for Economic Research (page images at HathiTrust) Manual of chain store companies. (New York, c1927) (page images at HathiTrust) How to invest wisely, by Edmund A. Mennis, E. C. Harwood and research assistants. (Great Barrington, Mass., American Institute for Economic Research, [1948]), by Edmund A. Mennis (page images at HathiTrust) Federal securities act handbook. (Philadelphia, Joint Committee on Continuing Legal Education of the American Law Institute and the American Bar Association, 1960), by Eliot B. Thomas (page images at HathiTrust) Moody's manual of railroads and corporation securities. (New York : Moody Publishing Co., 1905-) (page images at HathiTrust) Proceedings of the ... annual convention of the National Association of Securities Commissioners. ([St. Paul, Minn. : The Pioneer Company], 1918-), by National Association of Securities Commissioners (page images at HathiTrust) The ebb and flow of investment values, by Edward Sherwood Mead and Julius Grodinsky. (New York, D. Appleton-Century, 1939), by Edward Sherwood Mead (page images at HathiTrust) The rights of margin customers against wrongdoing stockbrokers and some other problems in the modern law of pledge, by Edward H. Warren. ([Norwood, Mass, The Plimpton press, c1941]), by Edward Henry Warren (page images at HathiTrust) An examination of the proposal of the S.E.C. staff for compulsory competitive bidding in the sale of certain public utility securities, by the Securities acts committee of the Investment bankers association of America. ([New York?, 1941]), by Investment Bankers Association of America. Securities acts committee (page images at HathiTrust) Securities act. Hearings before the Committee on banking and currency, United States Senate, Seventy third Congress, first session, on S. 875, a bill to provide for the furnishing of information and the supervision of traffic in investment securities in interstate commerce. March 31 to April 8, 1933 ... (Washington, U.S. Govt. print. off., 1933), by United States. Congress. Senate. Committee on Banking and Currency (page images at HathiTrust) Statistics of American listed corporations ... From data collected by the survey of American listed corporations, a Work projects administration study sponsored by the Securities and exchange commission (Project no. 65-2-97-4) .. ([Washington], 1940-41), by United States Securities and Exchange Commission (page images at HathiTrust) The securities business comes of age. (Leonia, N.J., Library Accociates, [c1947]), by Elizabeth Frazer (page images at HathiTrust) Securities Exchange Act of 1934, as amended to July 1, 1991. (Washington, D.C. : U.S. Securities and Exchange Commission, [1991]), by United States (page images at HathiTrust) An analysis of investment banking for vocational guidance. (Chicago, Ill., Educational department, Investment bankers association of America, [c1929]), by Investment Bankers Association of America. Education committee (page images at HathiTrust) What every investor should know : a handbook from the U.S. Securities and Exchange Commission. (Washington, D.C. : Office of Public Affairs, U.S. Securities and Exchange Commission : For sale by the Supt. of Docs., U.S. G.P.O., 1985) (page images at HathiTrust) Weekly market letter / Thomas Gibson. (New York : Thomas Gibson, -1932), by Thomas Gibson (page images at HathiTrust) Valuation of industrial securities, by Ralph Eastman Badger. (New York, Prentice-Hall, inc., 1925), by Ralph Eastman Badger (page images at HathiTrust) Rights of the minority stockholder, by Richard Selden Harvey. (New York : Baker, Voorhis & Co., 1909), by Richard Selden Harvey (page images at HathiTrust; US access only) The law of stock exchanges, stockbrokers & customers : the legal relations between customers, brokers and stock exchanges, the National Securities and Exchange Act, national and state decisions, the regulations of the New York Stock Exchange and the Stock Clearing Corporation / by William Harmann Black. (St. Paul, Minn. : West Publishing Co. ; New York, N.Y. : The Edward Thompson Co., 1940), by William Harman Black (page images at HathiTrust) Rights of the minority stockholder and of the railway security holder / by Richard Selden Harvey. (New York : Baker, Voorhis & o., 1929), by Richard Selden Harvey (page images at HathiTrust) Annual report of the SEC. ([Washington, U.S. Govt. Print. 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Holt, 1923), by Lawrence Chamberlain (page images at HathiTrust) The annotated Blue sky laws of the United States; a complete digest and manual of all the laws of all the states governing the right or license to dispose of stocks, bonds and other securities under the "Blue sky" or other regulatory laws, by corporations, underwriters, bankers, investment bankers, brokers, insurance companies, bond investment companies (sales on the instalment plan) dealers and individuals. The decisions of the courts, with the opinions of the attorney-general of several states construing the laws relating to the disposal of securities. The rules, regulations and forms of procedure of the department of each state, which supervise the disposal of securities. By John M. Elliott (Cincinnati, The W. H. Anderson co., 1919), by John M. 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Subcommittee on Capital Markets (page images at HathiTrust) Capital markets regulatory reform : strengthening investor protection, enhancing oversight of private pools of capital, and creating a national insurance office : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, October 6, 2009. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2010), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Enhancing investor protection and the regulation of securities markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining what went wrong in the securities markets, how we can prevent the practices that led to our financial system problems, and how to protect investors, March 10, 2009. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Mark-to-market accounting : practices and implications : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, March 12, 2009. (Washington : U.S. G.P.O. : For sale by the Supt. of Docs., U.S. G.P.O., 2009), by Securities United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets (page images at HathiTrust)
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