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Securities -- United States

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United States Securities Law (8 volume compilation; Chicago: eLangdell Press, 2014), by United States (Epub files at cali.org)
Electronic Bulls and Bears: U.S. Securities Markets and Information Technology (1990), by United States Congress Office of Technology Assessment (PDF files at Princeton)
Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective and Reorganization Committees (8 volumes; Washington: GPO, 1936-1940), by United States. Securities and Exchange Commission (page images at HathiTrust)
Analysis of Industrial Securities (New York: Prentice-Hall, 1935), by John H. Prime (page images at HathiTrust)
Technical Analysis of Stock Trends (Springfield, MA: Stock Trend Service, c1948), by Robert D. Edwards and John Magee (page images at HathiTrust)
Investment Advisers Act of 1940, as in effect July 1, 1974. (U.S. Govt. Print. Off., 1974), by United States Securities and Exchange Commission (page images at HathiTrust; US access only)
Bell Telephone securities; reference tables and descriptions for the use of bankers and investment houses, with a brief introductory statement of the organization and financing of the American Telephone and Telegraph Company and associated companies. (Bell Telephone Securities Co. [etc.], 1922), by American Telephone and Telegraph Company. Treasury Dept and Bell Telephone Securities Company (page images at HathiTrust)
Laws relating to Securities Commission, exchanges and holding companies. (U.S. Government Printing Office; for sale by the Supt. of Docs., U.S. Govt. Print. Off., in the 20th century), by United States (page images at HathiTrust)
Trust indenture act of 1939 as in effect June 4, 1975. (U. S. Securities and Exchange Commission : for sale by the Supt. of Docs., U. S. Govt. Print. Off., 1977), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
Securities act of 1933, as in effect June 4, 1975 : Public-no. 22-73d Congress, H.R. 5480 (United States Securities and Exchange Commission : For sale by the Supt. of Docs., U. S. Govt. Print. Off., 1976), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
Poor's classified investment holdings, and Poor's complete list of securities maturing ... Showing ownership of securities by savings banks, trust companies, insurance companies ... and other institutions. Comp. from state and other documents published in the United States and Canada ... (Poor's Pub. Co. [etc.], 1908), by Henry V. Poor (page images at HathiTrust)
Official summary of security transactions and holdings. (United States Securities and Exchange Commission., in the 20th century), by United States Securities and Exchange Commission (page images at HathiTrust)
General rules and regulations under the Securities Exchange Act of 1934, as amended. (U.S. Govt. Print. Off., 1938), by United States Securities and Exchange Commission (page images at HathiTrust)
Evaluating the impact of securities regulation on venture capital markets (U.S. Dept. of Commerce, National Bureau of Standards :, 1980), by James R. Barth, Gregory Tassey, Joseph J. Cordes, and United States. National Bureau of Standards. Planning Office (page images at HathiTrust)
State regulation of the securities of railroads and public service companies (Philadelphia, 1918), by Mary Louise Barron (page images at HathiTrust)
Railroad capitalization; a study of the principles of regulation of railroad securities (Columbia University, 1920), by James C. Bonbright (page images at HathiTrust)
The helpless shareholder. (Printed by Waterlow and sons limited, 1911), by Edward Dudley Kenna (page images at HathiTrust)
Regulation of security issues by the Interstate commerce commission ([Urbana, Ill., 1927), by D. Philip Locklin (page images at HathiTrust)
Internationalization of the securities markets : report of the staff of the U.S. Securities and Exchange Commission to the Senate Committee on Banking, Housing and Urban Affairs and the House Committee on Energy and Commerce. (The Commission], 1987), by United States Securities and Exchange Commission, United States House. Committee on Energy and Commerce, and Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Federal regulatin of railroad security issues ... (Philadelphia, 1925), by Julius Grodinsky (page images at HathiTrust)
The forgotten fifty billions (C. Scribner's sons, 1935), by William Warren Craig and Challiss Gore (page images at HathiTrust)
The capitalization of goodwill (Baltimore, 1921), by Kemper Simpson (page images at HathiTrust)
An analysis of investment banking for vocational guidance. (Educational department, Investment bankers association of America, 1929), by Investment Bankers Association of America. Education committee and Kenneth Crowell Ballantyne (page images at HathiTrust)
The stock market barometer; a study of its forecast value based on Charles H. Dow's theory of the price movement. With an analysis of the market and its history since 1897 (Harper & Brothers, 1922), by William Peter Hamilton and Charles H. Dow (page images at HathiTrust; US access only)
Compilation of releases under Securities act of 1933. (U. S. Govt. print. off., 1936), by United States Securities and Exchange Commission and United States Federal Trade Commission (page images at HathiTrust)
Report on trading in unlisted securities upon exchanges pursuant to section 12 (f) of the Securities exchange act of 1934. (U. S. Govt. print. off., 1936), by United States Securities and Exchange Commission (page images at HathiTrust)
Securities exchange act of 1934 and amendments. <Public--no. 291--73d Congress> <H. R. 9323> An act to provide for the regulation of securities exchanges and of over-the-counter markets operating in interstate and foreign commerce and through the mails, to prevent inequitable and unfair practices on such exchanges and markets, and for other purposes ... (U. S. Govt. print. off., 1938), by United States (page images at HathiTrust)
Securities exchange act of 1934 as amended to August 10, 1954. (U. S. Govt. Print. Off., 1955), by United States (page images at HathiTrust)
What the businessman should know about Federal regulation of securities. (Public Affairs Press, 1958), by Sidney Willner (page images at HathiTrust)
Report on the feasibility and advisability of the complete segregation of the functions of dealer and broker. (U. S. Govt. print. off., 1936), by United States Securities and Exchange Commission, Thomas H. Gammack, Charles R. McCutcheon, Abner Hirsch Goldstone, Sherlock Davis, and David Saperstein (page images at HathiTrust)
The discounting of dividends by the stock markets ... ([Printed by Westbrook publishing co.], 1923), by C. A. Kulp (page images at HathiTrust)
The principles of bond investment (H. Holt and company, 1911), by Lawrence Chamberlain (page images at HathiTrust)
Competetive bidding for corporate securities (The Plaindealer press, 1944), by Donald Jasper Emblen (page images at HathiTrust)
Compilation of releases dealing with matters arising under the Securities exchange act of 1934 and Investment advisers act of 1940. (For sale by the Supt. of Docs., U.S. Govt. Print. Off.], 1968), by United States Securities and Exchange Commission (page images at HathiTrust)
Compilation of releases dealing with matters frequently arising under the Securities act of 1933. (United States Securities and Exchange Commission, 1970), by United States Securities and Exchange Commission (page images at HathiTrust)
Federal securities act. (U. S. Govt. print. off., 1933), by United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Regulation of sale of securities. Hearing[s] before a subcommittee of the Committee on banking and currency, United States Senate, Seventy-fifth Congress, first session, on S. 2344, a bill to provide for the regulation of the sale of certain securities in interstate and foreign commerce, and the trust indentures under whcih the same are issued, and for other purposes. (U. S. Govt. print. off., 1937), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
The economic effect of blue sky laws ... (Philadelphia, 1926), by Forrest Bee Ashby (page images at HathiTrust)
Public policy for American capital markets. (Dept. of the Treasury; for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1974), by James Hirsch Lorie and United States Department of the Treasury (page images at HathiTrust)
Gold-clause securities of the United states. (U. S. Govt. print. off., 1935), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
Analysis of railroad securities (The Ronald press company, 1928), by Jules I. Bogen (page images at HathiTrust)
Effect of the war on the supply of investment capital. ([New York?, 1914), by Charles Arthur Conant (page images at HathiTrust)
Securities act of 1933, as amended to August 10, 1954, Public--no. 22-73d Congress, H. R. 5480; an act to provide full and fair disclosure of the character of securities sold in interstate and foreign commerce and through the mails, and to prevent frauds in the sale thereof, and for other purposes. (U. S. Govt. Print. Off., 1958), by United States (page images at HathiTrust)
Securities act of 1933, as amended to August 20, 1964, public--no. 22. 73d Congress, H. R. 5480. (U. S. securities and exchange Commission;, 1964), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
The October 1987 market break : a report (The Commission :, 1988), by United States. Securities and Exchange Commission. Division of Market Regulation (page images at HathiTrust)
The taxation of intangibles in Missouri and the other states ([St. Louis], 1944), by Mo.) Governmental Research Institute (Saint Louis (page images at HathiTrust)
Railroad securities; a course of study with references (Doubleday, Page & company for Investment bankers association of America, 1921), by Aaron M. Sakolski and Investment Bankers Association of America (page images at HathiTrust)
Before the Interstate commerce commission. Revenues of rail carriers in official classification territory, on petition for modification of order. Statement of Frederick Strauss, of Investment bankers association of America. ([New York?, 1914), by Frederick Strauss (page images at HathiTrust)
A reply to the Securities and exchange commission. (Investment bankers association of America, 1940), by Emmett Francis Connely and Investment Bankers Association of America (page images at HathiTrust)
Principles of public utility regulation, with special reference to Massachusetts practice (Public utilities reports, inc., 1941), by Abraham Charles Webber and Massachusetts. Department of Public Utilities (page images at HathiTrust)
Stocks and the stock market. (Philadelphia, 1910), by American Academy of Political and Social Science (page images at HathiTrust)
Regulation of security issues by the Interstate commerce commission (University of Illinois, 1927), by D. Philip Locklin (page images at HathiTrust)
Judicial decisions, comprising all court decisions, reported and unreported (U.S. Govt. print. off., 1941), by United States Securities and Exchange Commission and Ronald Macdonald (page images at HathiTrust)
Report. (U.S. Govt. Print. Off., 1963), by United States. Securities and Exchange Commission. Special Study of Securities Markets and United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Statistics of American listed corporations ... From data collected by the survey of American listed corporations, a Work projects administration study sponsored by the Securities and exchange commission (Project no. 65-2-97-4) .. ([Washington], 1940), by United States Securities and Exchange Commission and Ludwig S. Hellborn (page images at HathiTrust)
Survey of American listed corporations; cost of flotation, 1945-1947. (Washington, 1949), by United States Securities and Exchange Commission (page images at HathiTrust)
Trading in unlisted securities upon exchanges. : Hearing[s] before the Committee on banking and currency, United States Senate, Seventy fourth Congress, second session, on S. 4023, a bill on trading in unlisted securities upon national securities exchanges ... (U. S. Govt. print. off, 1936), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
Thomas Gibson's market letters for 1907. ([New York?, 1908), by Thomas Gibson (page images at HathiTrust)
Securities act of 1933 ([U.S. G.P.O.], 1936), by United States Securities and Exchange Commission and United States (page images at HathiTrust)
Trust indenture act. Hearings before a subcommittee of the Committee on banking and currency, United States Senate, Seventy-sixth Congress, first session, on S. 477, a bill to provide for the regulation of the sale of certain securities in interstate and foreign commerce and through the mails, and the regulation of the trust indentures under which the same are issued, and for other purposes. February 7, 8, and 9, 1939 ... (U.S. Govt. print. off., 1939), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
An examination of the proposal of the S.E.C. staff for compulsory competitive bidding in the sale of certain public utility securities ([New York?, 1941), by Investment Bankers Association of America. Securities acts committee and United States Securities and Exchange Commission (page images at HathiTrust)
Securities act : hearings ... Seventy-third Congress, first session, on S. 875, a bill to provide for the furnishing of information and the supervision of traffic in investment securities in interstate commerce. March 31 to April 8, 1933. (U.S. Govt. Print. Off., 1933), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
Electronic bulls and bears : U.S. securities markets and information technology. (Congress of the U.S., Office of Technology Assessment :, 1990), by United States Congress Office of Technology Assessment (page images at HathiTrust)
Securities Exchange Act of 1934, as amended to July 1, 1991. (U.S. Securities and Exchange Commission, 1991), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
Report of the Industrial Issuers Advisory Committee to the Securities and Exchange Commission. ([U.S. Govt. Print. Off., 1972), by United States. Securities and Exchange Commission. Industrial Issuers Advisory Committee (page images at HathiTrust)
What every investor should know : a handbook from the U.S. Securities and Exchange Commission. (Office of Public Affairs, U.S. Securities and Exchange Commission :, 1986), by United States. Securities and Exchange Commission. Office of Public Affairs (page images at HathiTrust)
Securities Investor Protection Act of 1970. (U.S. Securities and Exchange Commission, 1988), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
Acquisition of U.S. companies by foreign nationals hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, on H. Con Res. 59 ... H.R. 1294 ... February 26 and April 2, 1981. (U.S. G.P.O., 1981), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
The securities industry economic implications for the future : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, June 17 and 18, 1981. (U.S. G.P.O., 1981), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
Laws relating to securities commission exchanges and holding companies (with indices) (U.S. G.P.O. :, 1981), by United States, Gerard P. Walsh, and United States Securities and Exchange Commission (page images at HathiTrust)
Extension of margin requirements to foreign investors hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, first session, on S. 1429 ... S. 1436 ... July 8, 1981. (U.S. G.P.O., 1981), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Clarify jurisdiction of SEC and definition of security hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-seventh Congress, second session, on H.R. 6156, July 15, 1982. (U.S. G.P.O., 1982), by Credit United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation (page images at HathiTrust)
Securities activities of depository institutions hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, Second session, on S. 1720 ... February 4, 9, 10, and 12, 1982. (U.S. G.P.O., 1982), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Disturbances in the U.S. securities market hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, second session, on recent developments in the U.S. government securities markets arising from default by Drysdale Government Securities, Inc., May 25, 1982. (U.S. G.P.O., 1982), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
How the financial system can best be shaped to meet the needs of the American people financial deregulation : hearings before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-eighth Congress, second session, on H.R. 5734 ... April 11, 12; May 2, 3, 9, 10, 16, 23, 24; June 7, 12, and 19, 1984. (U.S. G.P.O., 1984), by United States House Committee on Banking, Finance, and Urban Affairs (page images at HathiTrust)
Corporate mergers and high yield (junk) bonds : recent market trends and regulatory developments : a report (U.S. G.P.O. :, 1986), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Library of Congress. Congressional Research Service (page images at HathiTrust)
Securities regulation issues hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first session, March 5, May 5, and June 4, 1987. (U.S. G.P.O., 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Implications of Glass-Steagall reform a report (U.S. G.P.O., 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
The Insider Trading Proscriptions Act of 1987 hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, first session, on S. 1380 ... December 15, 1987. (U.S. G.P.O., 1988), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Insider trading hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session including H.R. 4945 ... July 11, August 3, and September 9, 1988. (U.S. G.P.O., 1989), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Oversight hearings--matters relating to the October 19 market break hearings before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundredth Congress, second session ... March 17 and April 27, 1988. (U.S. G.P.O., 1988), by United States Senate Committee on Agriculture, Nutrition, and Forestry (page images at HathiTrust)
What every investor should know : a handbook from the U.S. Securities and Exchange Commission. (Office of Public Affairs, U.S. Securities and Exchange Commission :, 1985), by United States. Securities and Exchange Commission. Office of Public Affairs (page images at HathiTrust)
Investment advisers act amendments hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, second session , on H.R. 12981 and H.R. 13737 ... May 20 and 21, 1976. (U. S. Govt. Print. Off., 1976), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance (page images at HathiTrust)
Final report of the Securities and Exchange Commission on the practice of recording the ownership of securities in the records of the issuer in other than the name of the beneficial owner of such securities, pursuant to section 12(m) of the Securities exchange act of 1934. (U.S. Govt. Print. Off., 1976), by United States Securities and Exchange Commission (page images at HathiTrust)
Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission. (U.S. Govt. Print. Off., 1977), by United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure and United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Brokerage and related commercial bank services hearings before the Subcommittee on Securities of the Committee on Banking, Currency, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks ... (U.S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Foreign corrupt practices and domestic and foreign investment disclosure : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, first session, on S. 305 ... March 16, 1977. (U.S. Govt. Print. Off., 1977), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities acts amendments of 1975, oversight hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fifth Congress, first session ... (U.S. Govt. Print. Off., 1978), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations and United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance (page images at HathiTrust)
Report of the Special Study of the Options Markets to the Securities and Exchange Commission (U.S. Govt. Print. Off., 1979), by United States. Securities and Exchange Commission. Special Study of the Options Markets and United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Progress toward the development of a national market system joint hearings before the Subcommittee on Oversight and Investigations and the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-sixth Congress, first session ... September 21, 24, and 25, 1979. (U.S. Govt. Print. Off., 1979), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations and United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance (page images at HathiTrust)
National market system five year status report : report together with separate views (U.S. G.P.O., 1980), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust)
Organized crime: stolen securities. : Hearings, Ninety-second Congress, first session, pursuant to section 4, Senate Resolution 31, 92d Congress ... (U.S. Govt. Print. Off., 1971), by United States Senate Committee on Government Operations Permanent Subcommittee on Investigations (page images at HathiTrust)
Conversion of Worthless Securities Into Cash report based on Dec. 1971 hearings. (U.S. G.P.O., 1973), by United States House Select Committee on Crime (page images at HathiTrust)
Organized crime: securities, thefts and frauds (second series) hearings, Ninety-third Congress, first session, pursuant to section 4, Senate Resolution 46, 93d Congress. (U.S. Govt. Print. Off., 1973), by United States Senate Committee on Government Operations Permanent Subcommittee on Investigations (page images at HathiTrust)
To provide for the regulation of the issuance and sale of debt obligations by bank holding companies and their subsidiaries hearing, Ninety-third Congress, second session, on H.R. 15869 .. (U.S. Govt. Print. Off., 1974), by United States House Committee on Banking and Currency (page images at HathiTrust)
Securities exchange act amendments of 1973 hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340... (U.S. Govt. Print. Off., 1974), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Summary of Major Provisions of Securities Acts Amendments of 1974 (H.R. 5050) (U.S. G.P.O., 1974), by United States House Committee on Interstate and Foreign Commerce and United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Exemption of guaranteed REA loans from Securities and Exchange Commission regulation hearing before the Subcommittee on Agricultural Credit and Rural Electrification of the Committee on Agriculture and Forestry, United States Senate, Ninety-third Congress, second session, on H.R. 12526 ... July 18, 1974. (U.S. Govt. Print. Off., 1974), by United States. Congress. Senate. Committee on Agriculture and Forestry. Subcommittee on Agricultural Credit and Rural Electrification (page images at HathiTrust)
Variable rate securities and disintermediation hearings before the Subcommittee on Financial Institutions of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, second session ... July 24 and 25, 1974. (U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Institutional investors full disclosure act hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, second session, on S. 2234 ... S. 2683 ... August 13 and 14, 1974. (U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities acts amendments of 1975 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 249 to amend the Securities exchange act of 1934 and for other purposes, February 19, 20, and 21, 1975. (U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Financial disclosure by banks and bank holding companies hearings before the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... July 11 and 16, 1975. (U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Summary of principal provisions of Securities Acts Amendments of 1975, S. 249 (U.S. G.P.O., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Regulated carriers financial stability act hearings before the Surface Transportation Subcommittee of the Committee on Commerce, United States Senate, Ninety-third Congress, second session, on S. 3356 ... May 15, 16, and 17, 1974. (U.S. Govt. Print. Off., 1975), by United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation (page images at HathiTrust)
SEC voluntary compliance program on corporate disclosure staff study (U.S. Govt. Print. Off., 1976), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust)
Laws relating to Securities Commission exchanges and holding companies, with indices (U.S. Govt. Print. Off., 1976), by United States and Gilman G Udell (page images at HathiTrust)
Securities activities of commercial banks hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... December 9 and 10, 1975. (U.S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
An introduction to securities regulation. (Twentieth Century Press, 1958), by Allen D. Choka (page images at HathiTrust)
Compilation of securities laws (U.S. G.P.O. :, 2003), by United States and United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Emergency Securities Response Act of 2003 : report (to accompany H.R. 657) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 2003), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Federal securities law (Federal Judicial Center, 2003), by Thomas Lee Hazen and Federal Judicial Center (page images at HathiTrust)
Management decisions for cash and marketable securities (Graduate School of Business and Public Administratino, Cornell University, 1962), by Harold Bierman and A. K. McAdams (page images at HathiTrust)
Corporation finance simplified; a concise exposition of the corporate form of American business and the securities issued in exchange for investors' money. (American Technical Society, 1949), by Nathan L. Silverstein (page images at HathiTrust)
Direct placement of corporate securities. (Division of Research, Graduate School of Business Administration, Harvard University, 1951), by E. Raymond Corey (page images at HathiTrust)
The securities arbitration system : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 17, 2005. (U.S. G.P.O. :, 2005), by Insurance United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets (page images at HathiTrust)
Regulation of the hedge fund industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the hedge fund industry, focusing on a proposed regulation that would address violations of the federal securities laws, including fraudulent activity, by hedge funds, July 15, 2004. (U.S. G.P.O. :, 2006), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Regulation of railroad finance (Simmons-Boardman Pub. Co., 1930), by John H. Frederick, James Morton Herring, and Frank T. Hypps (page images at HathiTrust)
Investment fundamentals (Council on Banking Education, American Bankers Association, 1960), by William Curt Freund and Murray G. Lee (page images at HathiTrust)
What's a good investment? A simple guide book (Barron's publishing co., inc., 1940), by Gladys Violet Gilbert Russille (page images at HathiTrust)
The security markets; findings and recommendations of a special staff of the Twentieth century fund: (Twentieth century fund, inc., 1935), by Twentieth Century Fund, Margaret Grant, and Alfred L. Bernheim (page images at HathiTrust)
Projection of trends and forecast for 1954, with 5 special plans plus 2 special categories to meet the varying needs of individual investors. (Magazine of Wall Street and Business Analyst, 1953), by John Durand (page images at HathiTrust)
NASD manual. ([Washington, DC], 1962), by National Association of Securities Dealers (page images at HathiTrust)
Report of the Presidential Task Force on Market Mechanisms : submitted to the President of the United States, the Secretary of the Treasury and the Chairman of the Federal Reserve Board. (For sale by the Supt. of Docs., U.S. G.P.O., 1988), by United States. Presidential Task Force on Market Mechanisms (page images at HathiTrust)
Financial markets--preliminary observations on the October 1987 crash : report to congressional requesters (The Office, 1988), by United States General Accounting Office (page images at HathiTrust)
Update--Rule 415 and equity markets : a study (The Office, 1984), by United States. Securities and Exchange Commission. Office of the Chief Economist (page images at HathiTrust)
Shelf registration : an analysis of intra-industry changes in underwriting revenues : a study (The Office, 1987), by United States. Securities and Exchange Commission. Office of the Chief Economist (page images at HathiTrust)
The evaluation of corporate securities, including the determination of fair market value ([s.n.], 1939), by A. M. Clifford (page images at HathiTrust)
Balancing and hedging an investment plan (The Ronald press company, 1941), by Walter E. Lagerquist (page images at HathiTrust)
Understanding the new stock market; with the text of the 1934 Securities exchange act (Greenberg, 1934), by Robert Irving Warshow (page images at HathiTrust)
Poor's descriptive tabulation of government, state and municipal bonds offered. (Poor's Publishing House.) (page images at HathiTrust)
Investor's handbook. (World Pub. Co., 1954), by Jacob O. Kamm (page images at HathiTrust)
Burnham's manual of mid-western securities. : An investor's handbook of useful information concerning the principal securities bought and sold in Chicago and the middle West ... (J. Burnham & Co., 1917), by Auguste C. Babize, James Joseph Fitzgerald, and John Burnham & Company (page images at HathiTrust)
A review of current securities issues : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, second session, on examination of current securities issues, focusing on improving financial disclosure for individual investors, April 25, 2006. (U.S. G.P.O. :, 2007), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Review of investor protection and market oversight with the five commissioners of the Securities and Exchange Commission : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, first session, June 26, 2007. (U.S. G.P.O. :, 2007), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Auction rate securities market : a review of problems and potential resolutions : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Tenth Congress, second session, September 18, 2008. (U.S. G.P.O. :, 2008), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Main Street and Wall Street (Little, Brown, 1927), by William Zebina Ripley (page images at HathiTrust)
Investment analysis and management (R. D. Irwin, 1961), by Lester V. Plum (page images at HathiTrust)
Investment fundamentals (Banking Education Committee, American Bankers Association, 1962), by William Curt Freund and Murray G. Lee (page images at HathiTrust)
The investor and the Securities act (American Council on Public Affairs, 1942), by Homer Virgil Cherrington and American Council on Public Affairs (page images at HathiTrust)
Federal Securities act procedure (McGraw-Hill book company, inc., 1934), by J. K. Lasser, Joseph A. Gerardi, and United States (page images at HathiTrust)
The ebb and flow of investment values (D. Appleton-Century, 1939), by Edward Sherwood Mead and Julius Grodinsky (page images at HathiTrust)
The rights of margin customers against wrongdoing stockbrokers and some other problems in the modern law of pledge (The Plimpton press, 1941), by Edward Henry Warren (page images at HathiTrust)
SEC responses to the Treadway Commission report : a study prepared for the use of the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, U.S. House of Representatives. (U.S. G.P.O. :, 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust)
Manual of chain store companies. (New York, 1927), by Merrill Lynch & Co. (1915-1940) and Benjamin Parvin & Associates Moore (page images at HathiTrust)
Convertible securities; tables showing the prices of the various convertible issues which are equivalent to the market quotations of the securities exchangeable therefor, together with a complete description of such convertible bonds, notes and stocks ... also tables for accumulated dividends and accrued interest (G. Routledge & sons, ltd,;, 1909), by Montgomery Rollins (page images at HathiTrust)
Legal aspects of the transfer of securities (Doubleday, Page & company for Investment bankers association of America, 1920), by Harry Brua Campbell and Investment Bankers Association of America (page images at HathiTrust)
The principles of bond investment (H. Holt, 1923), by Lawrence Chamberlain (page images at HathiTrust)
The principles of bond investment. (Holt, 1927), by Lawrence Chamberlain and George William Edwards (page images at HathiTrust)
Investment analysis; fundamentals in the analysis of investment securities (Macmillan Co., 1921), by Walter Edwards Lagerquist (page images at HathiTrust)
The Portland cement industry from a financial standpoint (Moody's Magazine, 1908), by Edwin C. Eckel (page images at HathiTrust)
Valuation of industrial securities (Prentice-Hall, inc., 1925), by Ralph Eastman Badger (page images at HathiTrust)
Thomas Gibson's weekly market letters, 1908. (The Gibson Publishing Co., 1909), by Thomas Gibson (page images at HathiTrust)
Amerikannsche spoorwegen op de amsterdamsche beurs (P.N. Van Kampen & zoon, 1873), by N. J. den Tex (page images at HathiTrust)
The marketing of American railroad securities; memorandum for the Interstate commerce commission ([New York?, 1922), by Loeb & Company Kuhn and United States Interstate Commerce Commission (page images at HathiTrust)
Determinants of investment practice (The Macmillan company, 1934), by Edmund Brown (page images at HathiTrust)
The financing of present day needs ([New York?, 1921), by Mortimer L. Schiff (page images at HathiTrust)
One thousand dollars a second; America as a world investment market. (Stone & Webster and Blodget, inc., 1928), by Inc Stone & Webster and Blodget (page images at HathiTrust)
Securities regulation in the 48 states (The Council of state governments, 1942), by Murray J. Edelman and Council of State Governments (page images at HathiTrust)
The securities business comes of age. (Library Accociates, 1947), by Elizabeth Frazer (page images at HathiTrust)
Mark to market accounting (U.S. G.P.O. :, 2009), by Securities United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets (page images at HathiTrust)
Monetary mischief (Columbia university press, 1935), by George Buchan Robinson (page images at HathiTrust)
Enhancing investor protection and the regulation of securities markets : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on examining what went wrong in the securities markets, how we can prevent the practices that led to our financial system problems, and how to protect investors, March 10, 2009. (U.S. G.P.O. :, 2009), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
How to invest wisely (American Institute for Economic Research, 1948), by Edmund A. Mennis and E. C. Harwood (page images at HathiTrust)
Clarify jurisdiction of SEC and definition of security : hearing before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-seventh Congress, second session, on H.R. 6156, July 15, 1982. (U.S. G.P.O., 1982), by Credit United States. Congress. House. Committee on Agriculture. Subcommittee on Conservation (page images at HathiTrust)
Oversight hearings--matters relating to the October 19 market break : hearings before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundredth Congress, second session ... March 17 and April 27, 1988. (U.S. G.P.O. :, 1988), by United States Senate Committee on Agriculture, Nutrition, and Forestry (page images at HathiTrust)
Over the counter derivatives (U.S. G.P.O. :, 1999), by United States Senate Committee on Agriculture, Nutrition, and Forestry (page images at HathiTrust)
Extension of margin requirements to foreign investors : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-seventh Congress, first session, on S. 1429 ... S. 1436 ... July 8, 1981. (U.S. G.P.O., 1981), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Fairness in Securities Transactions Act : report together with minority views (to accompany H.R. 2441) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 2000), by United States. Congress. House. Committee on Commerce (page images at HathiTrust)
SEC oversight : current state and agenda : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, July 14, 2009. (U.S. G.P.O. :, 2009), by Insurance United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets (page images at HathiTrust)
U.S. Export-Import Bank : on recapitalization and other issues : hearing before the Subcommittee on International Finance, Trade, and Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One-hundredth Congress, second session, February 25, 1988. (U.S. G.P.O. :, 1988), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust)
Securities Futures Market Credit Protection Act--H.R. 3597 : hearing before the Subcommittee on Domestic Monetary Policy of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One-hundredth Congress, second session, May 17 and 25, 1988. (U.S. G.P.O. :, 1988), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust)
H.R. 2443, the Equitable Escheatment Act of 1993 : hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, March 22, 1994. (U.S. G.P.O. :, 1994), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust)
Asset securitization and secondary markets : hearings before the Subcommittee on Policy Research and Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Second Congress, first session, July 31, 1991. (U.S. G.P.O. :, 1991), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust)
New securities powers for bank holding companies : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One hundredth Congress, first session ... August 6, 1987. (U.S. G.P.O. :, 1987), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The Market Reform Act of 1989 : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, first session on S. 648 to amend the Securities Exchange Act of 1934 ... May 18 and October 26, 1989. (Washington : U.S. G.P.O., 1990., 1990), by Housing United States. Congress. Senate. Committee on Banking and Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The issues surrounding the collapse of Drexel Burnham Lambert : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session, on lessons to be learned from the Drexel failure and possible regulatory changes, March 2, 1990. (U.S. G.P.O. :, 1990), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The Securities Law Enforcement Remedies Act of 1989 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, second session on S. 647 ... February 1 and 8, 1990. (U.S. G.P.O. :, 1990), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The SEC/CFTC jurisdiction and margin : joint hearings before the Subcommittee on Securities and the Committee on Banking, Housing, and Urban Affairs, United States Senate, one hundred first Congress, second session ... March 29, July 11, 12, and 24, 1990. (U.S. G.P.O. :, 1991), by Housing United States. Congress. Senate. Committee on Banking and Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Jurisdictional issues in S. 207, the CFTC reauthorization : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, first session on Title III of the Futures Trading Act of 1991, concerning the appropriate regulatory scheme on financial instruments having elements of commodity futures, securities, banking and insurance products, April 16, 1991. (U.S. G.P.O. :, 1991), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, second session, on recent securities law decisions by the U.S. Supreme Court, Central Bank of Denver vs. First Interstate Bank of Denver ... May 12, 1994. (U.S. G.P.O. :, 1994), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Derivatives disclosure and accounting : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... March 4 and October 9, 1997. (U.S. G.P.O. :, 1998), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session, on S. 1260 ... October 29, 1997. (U.S. G.P.O. :, 1998), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The Federal Reserve's proposed changes to section 20 firewalls : hearing before the Subcommittee on Financial Institutions and Regulatory Relief of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... March 20, 1997. (U.S. G.P.O. :, 1998), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Office of the Comptroller of the Currency's recent regulatory actions : hearing before the Subcommittee on Financial Institutions and Regulatory Relief of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... May 1, 1997. (U.S. G.P.O. :, 1998), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities litigation abuses : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, first session ... July 24, 1997. (U.S. G.P.O. :, 1998), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The Securities Litigation Uniform Standards Act of 1997--S. 1260 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fifth Congress, second session, on S. 1260 ... February 23, 1998. (U.S. G.P.O. :, 1999), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The internationalization of capital markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-ninth Congress, second session ... February 26, 27, 1986. (U.S. G.P.O. :, 1986), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, first session ... March 2, 22, and April 6, 1995. (U.S. G.P.O. :, 1995), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The Securities Investment Promotion Act of 1996--S. 1815 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Fourth Congress, second session, on S. 1815 ... June 5, 1996. (U.S. G.P.O. :, 1996), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Capital Markets Deregulation and Liberalization Act of 1995 : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, on H.R. 2131, November 14, November 30, and December 5, 1995. (U.S. G.P.O. :, 1996), by United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Implementation of the Private Securities Litigation Reform Act of 1995 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, first session, October 21, 1997. (U.S. G.P.O. :, 1998), by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials (page images at HathiTrust)
The Securities Litigation Uniform Standards Act of 1997 : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fifth Congress, second session, on H.R. 1686, May 19, 1998. (U.S. G.P.O. :, 1998), by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials (page images at HathiTrust)
Common Sense Legal Reform Act : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, January 19 and February 10, 1995. (U.S. G.P.O. :, 1995), by United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Federal collection of information on foreign investment in the U.S. : hearing before the Committee on Commerce, Science, and Transportation, United States Senate, One Hundredth Congress, second session ... March 24, 1988. (U.S. G.P.O. :, 1988), by United States Senate Committee on Commerce, Science, and Transportation (page images at HathiTrust)
Lost security holders : reuniting security holders with their investments : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, second session, October 4, 2000. (U.S. G.P.O. :, 2000), by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials (page images at HathiTrust)
Risky business in the operating subsidiary, how the OCC droped the ball : hearing before the Subcommittee on Oversight and Investigations of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, June 25, 1999. (U.S. G.P.O. :, 1999), by United States House Committee on Commerce, Subcommittee on Oversight and Investigations (page images at HathiTrust)
Securities transaction fees : hearing before the Subcommittee on Finance and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Sixth Congress, first session, on H.R. 1256 and H.R. 2441, September 28, 1999. (U.S. G.P.O. :, 1999), by United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials (page images at HathiTrust)
Volatility in global securities markets : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, February 3, 1988. (U.S. G.P.O. :, 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust)
Role of financial institutions : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, including H.R. 2557 ... October 5, 14, 1987, February 10, and April 13, 1988. (U.S. G.P.O. :, 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Financial reporting practices : hearings before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first session, July 10, 22, and 27, 1987. (U.S. G.P.O. :, 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust)
SEC's study on self-funding : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, December 20, 1988. (U.S. G.P.O. :, 1989), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust)
Arbitration reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session, including H.R. 4960 ... March 31, June 9, and July 12, 1988. (U.S. G.P.O. :, 1989), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Tender offer reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One-hundredth Congress, first session on H.R. 2172 ... (U.S. G.P.O. :, 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970. (U.S. G.P.O. :, 1987), by United States and United States House. Committee on Energy and Commerce (page images at HathiTrust)
Consolidating the administration and enforcement of the federal securities laws within the Securities and Exchange Commission : a report (U.S. G.P.O. :, 1987), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust)
Securities investors legal rights : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, on H.R. 3185, a bill to establish a statute of limitations for private rights of action arising from a violation of the Securities Exchange Act of 1934, November 21, 1991. (U.S. G.P.O. :, 1992), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970, Market Reform Act of 1990 (section 8), Penny Stock Reform Act of 1990, (Sections 504(b) and 510). (U.S. G.P.O. :, 1991), by United States and United States House. Committee on Energy and Commerce (page images at HathiTrust)
Securities regulatory equality : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, on H.R. 3447, a bill to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, April 14, 1994. (U.S. G.P.O. :, 1994), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Unlisted trading privileges : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session on H.R. 4535, a bill to amend the Securities Exchange Act of 1934 with respect to the extension of unlisted trading privileges for corporate securities, June 22, 1994. (U.S. G.P.O. :, 1994), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970. (U.S. G.P.O. :, 1989), by United States and United States House. Committee on Energy and Commerce (page images at HathiTrust)
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970. (U.S. G.P.O. :, 1988), by United States and United States House. Committee on Energy and Commerce (page images at HathiTrust)
Implications of Glass-Steagall reform : a report (U.S. G.P.O. :, 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Stock market reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 1609, a bill to amend the Securities Exchange Act of 1934 to provide additional authorities to prevent disruptions to the Nation's securities markets, July 27, September 28, October 25, and November 9, 1989. (U.S. G.P.O. :, 1990), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
High-yield debt market/junk bonds : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, March 8, 1990. (U.S. G.P.O. :, 1990), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
SEC/CFTC jurisdictional issues : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 4477, a bill to combine the functions of the Commodity Futures Trading Commission and the Securities and Exchange Commission ... May 3 and 24, 1990. (U.S. G.P.O. :, 1990), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Financial services industry : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 3054, H.R. 4441, and H.R. 5777, bills to provide for self-regulation and to improve the disclosure to customers of investment advisers, and to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry, July 11, 1990 Financial Services Industry Oversight .... (U.S. G.P.O. :, 1991), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Securities litigation reform : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session, July 22 and August 10, 1994. (U.S. G.P.O. :, 1995), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
National market system : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, first session, April 14, May 13, 26, June 29, and July 13, 1993. (U.S. G.P.O. :, 1994), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970. (U.S. G.P.O. :, 1993), by United States and United States House. Committee on Energy and Commerce (page images at HathiTrust)
SEC oversight and technical amendments : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4574 ... February 23, 1984. (U.S. G.P.O., 1984), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
Financial restructuring : the road ahead : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 5342, H.R. 4506, and H.R. 3537, April 4, 5, and May 17, 1984. (U.S. G.P.O., 1984), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
Compilation of securities laws within the jurisdiction of the Committee on Energy and Commerce : including Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, Trust Indenture Act of 1939, Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Investor Protection Act of 1970. (U.S. G.P.O. :, 1985), by United States and United States House. Committee on Energy and Commerce (page images at HathiTrust)
SEC oversight : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, on SEC oversight, authorization, and other matters--H.R. 1602, H.R. 1603, and H.R. 1604, March 21, 1985, SEC oversight, March 5, 1986. (U.S. G.P.O. :, 1986), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
The Foreign Trade Practices Act : hearings before the Subcommittee on International Economic Policy and Trade of the Committee on Foreign Affairs, House of Representatives, Ninety-eighth Congress, first session, on H.R. 2157, April 18, 25; July 12; October 6, 1983. (U.S. G.P.O., 1985), by United State House Subcommittee on International Economic Policy and Trade (page images at HathiTrust)
Compilation of securities laws (U.S. G.P.O. :, 2001), by United States and United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Problems with the SEC's enforcement of U.S. securities laws in cases involving suspicious trades originating from abroad : hearing before a subcommittee of the Committee on Government Operations, House of Representatives, One Hundredth Congress, second session, June 8, 1988. (U.S. G.P.O. :, 1988), by Consumer United States. Congress. House. Committee on Government Operations. Commerce (page images at HathiTrust)
Rights of the minority stockholder (Baker, Voorhis & Co., 1909), by Richard Selden Harvey (page images at HathiTrust; US access only)
Industrial securities (American Institute of Finance, 1922), by Hermann F. Arens and American Institute of Finance (page images at HathiTrust)
Law relating to stocks, bonds, and other securities, in the United States. (R. Welsh & co., 1881), by Francis A. Lewis (page images at HathiTrust)
Investment, principles and analysis. (Business Publications, 1938), by Shaw Livermore (page images at HathiTrust)
The federal Securities act manual : a treatise based on the federal Securities act of 1933 and the Corporation of foreign bondholders act, 1933, with forms, rules and regulations (W.H. Anderson Co., 1933), by George C. Thorpe and Challan B. Ellis (page images at HathiTrust)
The annual forecast of business, financial and security market conditions and prospects ... (Hamilton Press], between 1000 and 1999), by Thomas Gibson (page images at HathiTrust)
Capital markets regulatory reform : strengthening investor protection, enhancing oversight of private pools of capital, and creating a national insurance office : hearing before the Committee on Financial Services, U.S. House of Representatives, One Hundred Eleventh Congress, first session, October 6, 2009. (U.S. G.P.O. :, 2010), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Weekly market letters. Valuable information of leading American exchanges (Exchange Print. Co., 1893), by New York Clapp & Company (page images at HathiTrust)
Dodd-Frank Wall Street Reform and Consumer Protection Act : conference report (to accompany H.R. 4173). (U.S. G.P.O., 2010), by United States. Congress 2010) (page images at HathiTrust)
Over-the-counter margin regulations. Hearing, Ninetieth Congress, second session. June 21, 1968. (U.S. Govt. Print. Off., 1968), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Securities markets agencies. Hearings, Ninety-first Congress, first session. (U.S. Govt. Print. Off., 1969), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Purchase of Treasury securities and interest on savings deposits : hearing ... Ninetieth Congress, second session on S. 2923 and S. 3133 ... April 3, 1968. (U.S. Govt. Print. Off., 1968), by United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Financial Institutions (page images at HathiTrust)
Securities exchange act amendments : hearing ... Ninetieth Congress, second session, on S. 1299 and S.J. Res. 160 ... May 16, 1968. (U.S. Govt. Print. Off., 1968), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
Problems in the securities industry : hearing ... Ninety-first Congress, first session, to ascertain the views of Hamer H. Budge, Chairman of the Securities and Exchange Commission, on problems in the securities industry. March 6, 1969. (U.S. Govt. Print. Off., 1969), by United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Hamer H. Budge (page images at HathiTrust)
Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission. (U.S. Govt. Print. Off., 1977), by United States. Securities and Exchange Commission. Advisory Committee on Corporate Disclosure (page images at HathiTrust)
The Financial Services Competitiveness Act of 1995 : joint hearings before the Subcommittee on Telecommunications and Finance and the Subcommittee on Commerce, Trade, and Hazardous Materials of the Committee on Commerce, House of Representatives, One Hundred Fourth Congress, first session, on H.R. 1062, June 6 and 8, 1995. (U.S. G.P.O. :, 1995), by United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance and Trade United States. Congress. House. Committee on Commerce. Subcommittee on Commerce (page images at HathiTrust)
Poor's and Moodys manual consolidated 1921-1924 (Moody Manual Co. [etc.], 1900) (page images at HathiTrust)
Short term securities, with the important feature of each issue arranged for convenient reference (Priv. print., 1913), by Guaranty Trust Company of New York. Bond Department (page images at HathiTrust)
Analysis of American and Canadian securities for the use of English investors. (E. Wilson, 1874), by Kenneth Ffarington Bellairs (page images at HathiTrust)
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Blue sky laws (The Financial Publishing Company, 1919), by Montgomery Rollins and Samuel Spring (page images at HathiTrust)
Obsolete American securities and corporations (R.M. Smythe, 1904), by R. M. Smythe (page images at HathiTrust)
Hand-book of securities. Description; income; prices; dividends. (W.B. Dana Co., 1877) (page images at HathiTrust)
Manual of national, state, and railroad indebtedness. (L.W. Lawrence, printer, 1871) (page images at HathiTrust)
Gibson's manual, 1909- (The Gibson Pub. Co., 1909) (page images at HathiTrust)
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Main street and Wall street (Little, Brown, and company, 1932), by William Zebina Ripley (page images at HathiTrust; US access only)
Prentice-Hall 1927-1935...depreciation rates...March 1, 1913- ...security prices : federal tax service, cumulative, 1918-1935. (Prentice-Hall, inc., 1924), by inc. New York Prentice-Hall (page images at HathiTrust)
Report. (U.S. Govt. Print. Off., 1963), by United States. Securities and Exchange Commission. Special Study of Securities Markets and United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Prentice-Hall 1927-1935 : federal tax service, cumulative, 1918-1935. (Prentice-Hall, inc., 1926), by inc. New York Prentice-Hall (page images at HathiTrust; US access only)
American securities in Europe ... ([n.p.], 1906), by Charles F. Speare (page images at HathiTrust)
Die Finanzierung nordamerikanischer Eisenbahngesellschaften (G. Fischer, 1912), by Ernst Picard (page images at HathiTrust; US access only)
American investments classified ... (C.G. Harraman., 1899) (page images at HathiTrust)
Moody's analyses of railroad investments (Analyses Pub. Co. ;, 1909), by John Moody (page images at HathiTrust)
American industrials, with special reference to the preferred shares as investments. (New York, 1901), by J.S. Bache & Co (page images at HathiTrust)
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Public utility properties of General Gas & Electric Corporation. (W.S.Barstow & Company, Inc., 1922), by General Gas & Electric Corporation (page images at HathiTrust)
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Western securities ... containing reports of the corporations of Chicago, Ill., Kansas City, Mo., Minneapolis, Minn ... [etc.] also reports of railroad and industrial corporations traded in on New York Stock Exchange, as well as range of prices ... etc. (Conkey., in the 19th century), by W.B. Conkey Company (page images at HathiTrust; US access only)
Common stocks and the average man (The Business bourse, 1930), by J. George Frederick (page images at HathiTrust)
How to invest wisely (Great Barrington, Mass., 1955), by American Institute for Economic Research and E. C. Harwood (page images at HathiTrust)
How to invest wisely (Great Barrington, Mass., 1957), by American Institute for Economic Research, E. C. Harwood, and C. Russell Doane (page images at HathiTrust)
How to invest wisely (Great Barrington, Mass., 1958), by American Institute for Economic Research, E. C. Harwood, and C. Russell Doane (page images at HathiTrust)
How to invest wisely. (Great Barrington, Mass., 1959), by American Institute for Economic Research, E. C. Harwood, and C. Russell Doane (page images at HathiTrust)
Short selling of securities; hearing before the Committee on the judiciary, House of representatives, 72d Congress, first session, on H.R.4, H.R.4604, H.R.4638, H.R.4639. February 15, 17, 19, 24, 1932. Serial 5, pt. 1. (U.S. Govt. print. off., 1932), by United States House Committee on the Judiciary (page images at HathiTrust)
The stock market barometer : a study of its forecast value based on Charles H. Dow's theory of the price movement. With an analysis of the market and its history since 1897 (R. Russell Associates, 1960), by William Peter Hamilton and Charles Henry Dow (page images at HathiTrust)
Money. (The Finance in Pittsburgh, Inc., 1902) (page images at HathiTrust)
False security; the betrayal of the American investor (Equinox cooperative press inc., 1937), by Bernard J. Reis (page images at HathiTrust)
Securities investor protection act amendments : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fifth Congress, second session, on H.R. 8331 ... April 25, 1978. (U.S. Govt. Print. Off., 1978), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities exchange act amendments of 1973. Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340... (U.S. Govt. Print. Off., 1974), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Organized crime: securities, thefts and frauds (second series) : hearings ... Ninety-third Congress, first session, pursuant to section 4, Senate Resolution 46, 93d Congress. (U.S. Govt. Print. Off, 1973), by United States Senate Committee on Government Operations Permanent Subcommittee on Investigations (page images at HathiTrust)
Organized crime--stolen securities : hearings ... Ninety-second Congress, first session, pursuant to section 4, Senate Resolution 31, 92d Congress ... (U.S. Govt. Print. Off., 1971), by United States. Congress. Senate. Committee on Government Operations. Permament Subcommittee on Investigations (page images at HathiTrust)
Burnham's manual of mid-western securities (Chicago, [etc.], J. Burnham & Co) (page images at HathiTrust)
Study of the securities industry. Hearings, Ninety-second Congress, first [and second] session[s] (U.S. Govt. Print. Off., 1971), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Takeover bids. Hearing, Ninetieth Congress, second session ... July 1, 1968. (U.S. Govt. Print. Off., 1968), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Extension of SEC institutional investor study. Hearing, Ninety-first Congress, first session ... September 15, 1969. (U.S. Govt. Print. Off., 1969), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Securities Act of 1933 filing fees : hearing before the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-ninth Congress, first session, on H.R. 7169 ... September 14, 1965. (U.S. Govt. Print. Off., 1965), by United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust; US access only)
SEC registration fees : hearing ... Eighty-ninth Congress, first session, on S. 1707, a bill to amend Section 6 (b) of the Securities Act of 1933, September 22, 1965. (U.S. Govt. Print. Off., 1965), by United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities (page images at HathiTrust)
Additional consumer protection in corporate takeovers and increasing the Securities act exemptions for small businessmen. Hearing, Ninety-first Congress, second session, on S. 336 ... [and] S. 3431 ... March 25, 1970. (U.S. Govt. Print. Off., 1970), by United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities (page images at HathiTrust; US access only)
Bond books ([New York, H. Fisk & Sons, 1915), by Firm Fisk (page images at HathiTrust)
Electric lighting, power, gas, water, ice and transportation properties (Boston [etc.]), by Stone & Webster (page images at HathiTrust)
Laws relating to Securities Commission, exchanges, and holding companies, with indices. (U.S. Govt. Print. Off., 1968), by United States and Gilman G Udell (page images at HathiTrust)
Going public, successful securities underwriting (C. Boardman Co., 1961), by Gerald J. Robinson and United States (page images at HathiTrust)
Federal securities act handbook. (Joint Committee on Continuing Legal Education of the American Law Institute and the American Bar Association, 1960), by Eliot B. Thomas and Joint Committee on Continuing Legal Education (U.S.) (page images at HathiTrust)
Reauthorizations for the Securities and Exchange Commission, 1994-95 : hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, first session, on to amend the Securities Exchange Act of 1934 to authorize appropriations for the Securities and Exchange Commission for fiscal years 1994-95 ... July 29, 1993. (U.S. G.P.O. :, 1993), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on S. 2107, to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to reduce securities fees in excess of those required to fund the operations of the Securities and Exchange Commission, to adjust compensation provisions for employees of the Commission, and for other purposes, February 28, 2000. (U.S. G.P.O. :, 2001), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The structure of securities markets : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on the emerging structure of U.S. securities markets and the appropriate role for regulation, February 29, April 13, and May 8, 2000. (U.S. G.P.O. :, 2001), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001. (U.S. G.P.O. :, 2002), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities exchange act of 1934 ... Conference report. (U. S. Govt. print. off., 1934), by United States. Congress. Conference Committees and Sam Rayburn (page images at HathiTrust; US access only)
Securities exchange act of 1934 ... (U. S. Govt. print. off., 1934), by United States. Congress. Conference Committees, Sam Rayburn, and Duncan Upshaw Fletcher (page images at HathiTrust; US access only)
Federal securities law reporter : federal regulation of securities : laws, regulations, forms, rulings and decisions. (Chicago : Commerce Clearing House, [1964-], 1964), by Commerce Clearing House (page images at HathiTrust)
Security issues of electric and gas utilities, 1935-1940. Report of Public utilities division, Securities and exchange commission (Washington, D.C., 1940), by United States. Securities and Exchange Commission. Public Utilities Division (page images at HathiTrust)
Fraudulent practices in respect to securities and commodities, with special reference to the Martin act (article 23-A, General business law) with annotations, forms and precedents (W.C. Little & Co., 1925), by Charles H. Mills (page images at HathiTrust)
The Securities exchange act of 1934, analyzed and explained (F. E. Fitch, inc., 1934), by Charles Harrison Meyer, Sam Rayburn, and Duncan Upshaw Fletcher (page images at HathiTrust)
False security : the betrayal of the American investor (Dodge, 1938), by Bernard J. Reis (page images at HathiTrust)
Report of the advisory committee on enforcement policies and practices ... ([Washington, D.C.,], 1972), by United States. Securities and exchange commission. Advisory committee on enforcement policies and practices (page images at HathiTrust; US access only)
Report on the government of securities exchanges. Letter from the chairman of the Securities and exchange commission transmitting the commission's report of the investigation of stock exchange government, together with its recommendations (United States Govt. print. off., 1935), by United States Securities and Exchange Commission and Joseph P. Kennedy (page images at HathiTrust)
Analysis of the amendments of 1934 to the Securities Act of 1933 (Boston News Bureau, 1934), by Lothrop Withington and Oscar William Haussermann (page images at HathiTrust)
Stock exchanges, stockbrokers & customers (West Publishing Co. ;, 1940), by William Harman Black (page images at HathiTrust)
Securities Act of 1933 (Commerce Clearing House, Inc., Loose-Leaf Service Division of the Corporation Trust Company, 1940), by Commerce Clearing House (page images at HathiTrust)
Securities acts amendments of 1964, with explanation ([Chicago, 1964), by Commerce Clearing House and United States (page images at HathiTrust)
Laws relating to securities commission, exchanges and holding companies. (U.S. Govt. print. off., 1935), by United States and Elmer A. Lewis (page images at HathiTrust)
Securities exchange act of 1934, as amended to August 20, 1964. (For sale by the Superintendent of Documents, U.S. Govt. Print. Off., 1964), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
Laws relating to Securities Commission, exchanges, and holding companies : with indices (U.S. Govt. Print. Off., 1964), by United States and Gilman G. Udell (page images at HathiTrust)
Minority stockholder and of the railway security holder, Rights of the (Baker, Voorhis & o., 1929), by Richard Selden Harvey (page images at HathiTrust)
Analysis of the Uniform Trust Receipts Act (Argus Graphic Arts Service, 1941), by Christian Djorup and New York (State) (page images at HathiTrust; US access only)
Corporation of Foreign Bondholders Act, 1933. (The Corporation Trust Co., 1933), by Corporation Trust Company (page images at HathiTrust)
Securities Exchange Act of 1934 : conference report (to accompany H.R. 9323) (U.S. G.P.O., 1934), by Sam Rayburn and United States Congress (page images at HathiTrust)
Compilation of releases under Securities act of 1933. To and including December 31, 1936. (U. S. Govt. print. off., 1937), by United States Securities and Exchange Commission and United States Federal Trade Commission (page images at HathiTrust)
Compilation of releases under Securities exchange act of 1934. To and including December 31, 1936. (U. S. Govt. print. off., 1937), by United States Securities and Exchange Commission (page images at HathiTrust)
Inadequacies of protections for investors in Penn Central and other ICC-regulated companies : staff study for the Special Subcommittee on Investigations of the Committee on Interstate and Foreign Commerce, House of Representatives (92d Congress). (U.S. G.P.O., 1971), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Special Subcommittee on Investigations (page images at HathiTrust)
Regulated carriers financial stability act : hearings before the Surface Transportation Subcommittee of the Committee on Commerce, United States Senate, Ninety-third Congress, second session, on S. 3356 ... May 15, 16, and 17, 1974. (U.S. Govt. Print. Off., 1974), by United States. Congress. Senate. Committee on Commerce. Subcommittee on Surface Transportation (page images at HathiTrust)
Everybody's guide to the stock market; the science of successful investing. (H. Regnery Co., 1956), by Harold M. Finley (page images at HathiTrust)
SEC legislation : hearings before a subcommittee ... Eighty-sixth Congress, first session, on S. 1178, S. 1179, S. 1180, S. 1181, and S. 1182, bills to amend the Securities Act of 1933, the Securitiies Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. June 15-18, 23-25, 1959. (U.S. Govt. Print. Off., 1959), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
Handbook of curb mining oil and industrial securities (Charles A. Stoneham and Co., 1918), by Charles A. Stoneham and Co (page images at HathiTrust)
Federal securities law (Federal Judicial Center, 2011), by Thomas Lee Hazen, Kris Markarian, and Federal Judicial Center (page images at HathiTrust)
Highest and lowest prices at the stock exchanges, New York, Boston, Philadelphia. 1881. (Office of the Commercial and Financial Chronicle, 1881) (page images at HathiTrust)
The work of the SEC. (U.S. Securities and Exchange Commission, Office of Public Affairs, 1992), by United States Securities and Exchange Commission and United States. Securities and Exchange Commission. Office of Public Affairs (page images at HathiTrust)
The Securities Litigation Uniform Standards Act of 1998 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 1260, together with additional views. (U.S. G.P.O., 1998), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
The Competitive Market Supervision Act : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 2107, together with additional views. (U.S. G.P.O., 2000), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Competitive Market Supervision Act of 2001 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 143. (U.S. G.P.O., 2001), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities Litigation Uniform Standards Act of 1998 : report together with dissenting and additional dissenting views (to accompany H.R. 1689) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 1998), by United States. Congress. House. Committee on Commerce (page images at HathiTrust)
Securities Litigation Uniform Standards Act of 1998 : conference report (to accompany S. 1260). (U.S. G.P.O., 1998), by United States. Congress 1998) (page images at HathiTrust)
Emergency Securities Response Act of 2001 : report (to accompany H.R. 3060) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 2001), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Investor and Capital Markets Fee Relief Act : report together with dissenting views (to accompany H.R. 1088) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 2001), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Providing for consideration of HR 1088, Investor and Capital Markets Fee Relief Act (U.S. G.P.O., 2001), by United States House Committee on Rules (page images at HathiTrust)
H.R. 4503, the Derivatives Safety and Soundness Supervision Act of 1994 : hearing before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, June 23, 1994. (U.S. G.P.O. :, 1994), by United States House Committee on Banking, Finance, and Urban Affairs (page images at HathiTrust)
H.R. 4503, the Derivatives Safety and Soundness Supervision Act of 1994 : hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, July 12, 1994. (U.S. G.P.O. :, 1994), by Finance United States. Congress. House. Committee on Banking (page images at HathiTrust)
HR 1062, the Financial Services Competitiveness Act of 1995, Glass-Steagall reform, and related issues (revised H.R. 18) (U.S. G.P.O. :, 1995), by United States. Congress. House. Committee on Banking and Financial Services (page images at HathiTrust)
Financial services modernization : hearings before the Subcommittee on Financial Institutions and Consumer Credit of the Committee on Banking and Financial Services, House of Representatives, One Hundred Fifth Congress, first session, February 11, 13, 25, 1997. (U.S. G.P.O. :, 1997), by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit (page images at HathiTrust)
Margin lending : hearing before the Subcommittee on Domestic and International Monetary Policy of the Committee on Banking and Financial Services, U.S. House of Representatives, One Hundred Sixth Congress, second session, March 21, 2000. (U.S. G.P.O. :, 2000), by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Domestic and International Monetary Policy (page images at HathiTrust)
How the financial system can best be shaped to meet the needs of the American people : financial deregulation : hearings before the Committee on Banking, Finance, and Urban Affairs, House of Representatives, Ninety-eighth Congress, second session, on H.R. 5734 ... April 11, 12; May 2, 3, 9, 10, 16, 23, 24; June 7, 12, and 19, 1984. (U.S. G.P.O., 1984), by United States House Committee on Banking, Finance, and Urban Affairs (page images at HathiTrust)
Brokerage and related commercial bank services : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-fourth Congress, second session, in furtherance of the study of the securities activities of commercial banks ... (U.S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Financial disclosure by banks and bank holding companies : hearings before the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... July 11 and 16, 1975. (U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Enhancing Investor Protection and the Regulation of Securities Markets, part II : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eleventh Congress, first session, on further examining what went wrong in the securities markets, how we can prevent the practices that led to our financial system problems, and how to protect investors, March 26, 2009. (U.S. G.P.O. :, 2009), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Tender offer practices and corporate director responsibilities : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, second session, on S. 2448 ... S. 2797 ... October 2, 1984. (U.S. G.P.O., 1984), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Moratorium legislation and financial institutions deregulation : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, first session, on S. 1532 ... S. 1609 ... S. 1682 ... July 18, Sept. 13, 14, 1983. (U.S. G.P.O., 1983), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities acts amendments of 1975 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 249 to amend the Securities exchange act of 1934 and for other purposes, February 19, 20, and 21, 1975. (U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities activities of commercial banks : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session ... December 9 and 10, 1975. (U.S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Federal securities laws and small business legislation : hearings before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 1533 ... S. 1940 ... S. 2699 ... April 29, May 16, and June 2, 1980. (U.S. Govt. Print. Off., 1980), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Saving investors money : reducing excessive SEC fees : hearing before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Seventh Congress, first session, March 7, 2001. (U.S. G.P.O. :, 2001), by Insurance United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets (page images at HathiTrust)
Committee print (U.S. G.P.O. :, 2001), by United States and United States. Congress. House. Committee on Financial Services (page images at HathiTrust)
Silver prices and the adequacy of Federal actions in the marketplace, 1979-80 : hearings before a Subcommittee of the Committee on Government Operations, House of Representatives, Ninety-sixth Congress, second session ... (U.S. Govt. Print. Off. :, 1980), by Consumer United States. Congress. House. Committee on Government Operations. Commerce (page images at HathiTrust)
Attorney accountability : hearings before the Subcommittee on Courts and Intellectual Property of the Committee on the Judiciary, House of Representatives, One Hundred Fourth Congress, first session, February 6 and 10, 1995. (U.S. G.P.O. :, 1995), by United States. Congress. House. Committee on the Judiciary. Subcommittee on Courts and Intellectual Property (page images at HathiTrust)
American underwriting of foreign securities in 1928 ... (U.S. Govt. Print. Off., 1929), by United States Bureau of Foreign and Domestic Commerce (page images at HathiTrust)
American underwriting of foreign securities in 1930. (U.S. Govt. Print. Off., 1930), by United States Bureau of Foreign and Domestic Commerce (page images at HathiTrust)
American underwriting of foreign securities in 1929. (U.S. G.P.O., 1930), by Paul D. Dickens and United States Bureau of Foreign and Domestic Commerce (page images at HathiTrust)
The Book on U.S. savings bonds. (U.S. Savings Bonds Division, Dept. of the Treasury, 1983), by United States. U.S. Savings Bonds Division (page images at HathiTrust)
The Book on U.S. savings bonds : a guide for issuing and paying agents. (U.S. Savings Bonds Division, Dept. of the Treasury, 1985), by United States. U.S. Savings Bonds Division (page images at HathiTrust)
Securities and futures : how the markets developed and how they are regulated. (U.S. Government Printing Office], 1986), by United States General Accounting Office (page images at HathiTrust)
The Federal Investment Counseling Program. (Dept. of the Treasury, Financial Management Service, 1987), by United States. Dept. of the Treasury. Financial Management Service (page images at HathiTrust)
The Book on U.S. savings bonds : a guide for issuing and paying agents. (U.S. Savings Bonds Division, Dept. of the Treasury, 1987), by United States. U.S. Savings Bonds Division (page images at HathiTrust)
Financial markets : issuers, purchasers, and purposes of high yield, non-investment grade bonds : fact sheet for Congressional Committees (The Office, 1988), by United States General Accounting Office (page images at HathiTrust)
The Book on U.S. savings bonds : a guide for issuing and paying agents. (U.S. Savings Bonds Division, Dept. of the Treasury, 1991), by United States. U.S. Savings Bonds Division (page images at HathiTrust; US access only)
Securities and futures markets : cross-border information sharing is improving, but obstacles remain : report to the Chairman, Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, House of Representatives (The Office ;, 1992), by United States General Accounting Office (page images at HathiTrust)
Statement on the future structure of the securities markets. ([Washington, 1972), by United States Securities and Exchange Commission (page images at HathiTrust; US access only)
Report of the Loan Committee of the Associated Banks of the City of New York, presented June 12th, 1862. (Hall, Clayton & Medole, 1862), by New York State Bankers Association. Group VIII. and Clayton & Medole Hall (page images at HathiTrust)
Proceedings of the ... annual convention of the National Association of Securities Commissioners. (The Pioneer Company], 1918), by National Association of Securities Commissioners (page images at HathiTrust)
Men and mysteries of Wall Street (Fields, Osgood & co., 1870), by James Knowles Medbery (page images at HathiTrust)
Weekly market letters (New York, Exchange Printing Company [etc.]), by New York Clapp & Company (page images at HathiTrust)
Electric lighting, power, gas, water, ice and transportation properties. (Boston [etc.]., in the 20th century), by Stone & Webster (page images at HathiTrust)
The Competitive Market Supervision Act, S. 2107 : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Sixth Congress, second session on S. 2107, to amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to reduce securities fees in excess of those required to fund the operations of the Securities and Exchange Commission, to adjust compensation provisions for employees of the Commission, and for other purposes, February 28, 2000. (U.S. G.P.O. :, 2001), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Saving investors money and strengthening the SEC : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Seventh Congress, first session on the "Competitive Market Supervision Act" (S. 143) which seeks to reduce excess user fee collections made by the Securities and Exchange Commission (SEC), place SEC funding on a stable basis, and provide for parity of SEC salaries with federal bank regulators, February 14, 2001. (U.S. G.P.O. :, 2002), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities Exchange Act of 1934 release. (Securities and Exchange Commission, 1934), by United States Securities and Exchange Commission (page images at HathiTrust)
Securities Exchange Act amendments. Hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-first Congress, second session, on S. 2408, a bill to amend the Securities Exchange Act of 1934, as amended . . . (U. S. Govt. Print. Off., 1950), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
Kimber's record of insurance company security purchases 1919 (Fitch Publishing Company., between 1000 and 1999) (page images at HathiTrust)
Letter on the money situation. (New York, 1907), by Henry Clews (page images at HathiTrust; US access only)
The Fitch Bond descriptions (Fitch Publishing Company, in the 20th century), by Fitch Investors Service (page images at HathiTrust)
The railroads and the public (s.n., 1916), by George E. Ide (page images at HathiTrust)
Analysis of regulation T, series 1934, as issued by the Federal reserve board on October 1st, 1934 (inclusive of official interpretations issued up to December 7th, 1934) (New York, N.Y., 1935), by Frederick S. Todman and United States. Federal Reserve Board (page images at HathiTrust; US access only)
American securities (s.n., 1853) (page images at HathiTrust)
Corporate securities; a chart for use in the determination of the vaildity of bonds and trust deeds, equipment trust certificates, debentures and debenture agreements, and capital stock, and in the protection of the trustee of corporate mortgages. Showing instruments to be considered, facts to be ascertained, and law to be examined. (The Lawyers cooperative publishing co., 1917), by Edward Harding (page images at HathiTrust)
Sales of stocks and bonds. (Barnard & Millar, 1915), by Milford J. Thompson (page images at HathiTrust)
Federal control of stock and bond issues by interstate carriers; an address before the Illinois state bar association by George W. Wickersham ... Chicago, Illinois, June 24, 1910. (Washington, D.C., 1910), by George W. Wickersham and Illinois State Bar Association (page images at HathiTrust)
National suicide? (Bankers Pub. Co., 1911), by Arthur Edward Stilwell (page images at HathiTrust)
The discounting of dividends by the stock markets ([Printed by Westbrook Publ. Co.], 1923), by C. A. Kulp (page images at HathiTrust)
Poor's hand book of investment securities (H.V. & H.W. Poor, 1890), by Henry V. Poor (page images at HathiTrust)
Weekly market letter. (The Gibson Publishing Company], 1907), by Thomas Gibson (page images at HathiTrust)
Poor's handbook of investors' holdings. (Poor's Railroad Manual Co., 1908) (page images at HathiTrust)
The status of bonds under the federal income tax ... (Standard Statistics Co., 1913), by Standard Statistics Company (page images at HathiTrust)
The work of Wall Street : an account of the functions, methods, and history of the New York money and stock markets (D. Appleton, 1919), by Sereno Stansbury Pratt (page images at HathiTrust)
The capitalization of goodwill. (AMS Press, 1982), by Kemper Simpson (page images at HathiTrust; US access only)
The capitalization of goodwill (Johns Hopkins Press, 1921), by Kemper Simpson (page images at HathiTrust)
Short Selling of Securities. : hearings before the United States House Committee on the Judiciary, Subcommittee No. 3 (Judiciary), Seventy-Second Congress, first session. (U.S. G.P.O., 1932), by United States. Congress. House. Committee on the Judiciary. Subcommittee No. 3 (page images at HathiTrust)
Investor protection : hearings before a subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, first[- second] session, on H.R. 6789, H.R. 6793, S. 1642, bills to amend the Securities Act of 1933, as amended, and the Securities Exchange Act of 1934, as amended, to extend disclosure requirements to the issuers of additional publicly traded securites, to provide for improved qualification and disciplinary procedures for registered brokers and dealers, and for other purposes. (U.S. G.P.O., 1964), by United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Structure of corporate concentration : institutional shareholders and interlocking directorates among major U.S. corporations : a staff study (U.S. G.P.O. :, 1981), by United States Senate Committee on Governmental Affairs and E. Winslow Turner (page images at HathiTrust)
The tri-party repo market : remaining challenges : hearing before the Subcommittee on Securities, Insurance, and Investment of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session ... August 2, 2012. (Washington : U.S. Government Printing Office, 2013., 2013), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Weekly forecast. (New York, 1907), by Thomas Gibson Inc (page images at HathiTrust)
Enhanced investor protection after the financial crisis : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session, on surveying the investor protection provisions contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act one year after its implementation, July 12, 2011. (U.S. G.P.O. :, 2012), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Thomas Gibson's special market letters, 1908. (The Gibson publishing company, 1910), by Thomas Gibson (page images at HathiTrust)
... General rules and regulations under the Securities exchange act of 1934, as amended ... (U. S. Govt. print. off., 1938), by United States Securities and Exchange Commission (page images at HathiTrust; US access only)
Our international financial market : an address by E.H.H. Simmons ... delivered before the New York Board of Trade and Transportation, May 9, 1928. ([New York], 1928), by E. H. H. Simmons (page images at HathiTrust)
Ohio stock values and yields; official table showing values and yields of listed or regularly quoted stocks for 1940 Ohio property taxation (Commerce clearing house, inc., Loose leaf service division of the Corporation trust company, 1940), by Commerce Clearing House (page images at HathiTrust; US access only)
Making money with investments. (Fleet Pub. Corp., 1958), by Harry C. France (page images at HathiTrust)
Securities trading: SEC action needed to address National Market System issues : report to Congressional Committees. (The Office, 1990), by United States General Accounting Office (page images at HathiTrust)
Statistiques officielles des principaux chemins de fer et compagnies industrielles aux États-Unis. (Raymond, Pynchon & Co., 1911), by Pynchon & Co Raymond (page images at HathiTrust)
Committee print (U.S. G.P.O. :, 1995), by United States and United States. Congress. House. Committee on Commerce (page images at HathiTrust)
The marketing of American railroad securities (Conway printing co., 1921), by Otto H. Kahn (page images at HathiTrust)
Manual of securities, Middle West Utilities Company and subsidiaries, as of June 30, 1926. ([Chicago, 1926), by Middle West Utilities Company (page images at HathiTrust)
Corporate security values as determined by the tax court. (Standard Research Consultants, 1963), by Standard and Poor's Corporation (page images at HathiTrust)
Manual of securities, as of June 30, 1928, including latest available audited balance sheets and income accounts (December 31, 1927) and condensed earnings statements to June 30, 1928 ... ([Chicago, 1928), by Middle West Utilities Company (page images at HathiTrust)
Rules and regulations promulgated by the Federal trade commission under the Securities act of 1933. (The Corporation trust company, 1933), by United States Federal Trade Commission and Corporation Trust Company (page images at HathiTrust; US access only)
Regulation S-X under the securities act of 1933 : securities exchange act of 1934, and the investment company act of 1940 : form and content of financial statements, as amended to and including April, 1947. ([For sale by the Supt. of Docs., U.S. Govt. Print. Off], 1947), by United States Securities and Exchange Commission (page images at HathiTrust)
Regulation S-X under the securities act of 1933 : securities exchange act of 1934, the public utilities holding company act of 1935 and the investment company act of 1940 : form and content of financial statements, as amended to and including March 12, 1951. ([For sale by the Supt. of Docs., U.S. Govt. Print. Off], 1951), by United States Securities and Exchange Commission (page images at HathiTrust)
Studies in securities. (J. H. Oliphant & Co., 1920), by Jas. H. Oliphant (page images at HathiTrust; US access only)
Guide to success in the stock market (Avon Book Division, Hearst Corp., 1962), by Ira U. Cobleigh and New York Security Dealers Association (page images at HathiTrust)
Solicitation of proxies. (Lincoln Printing Co., 1948), by United States Securities and Exchange Commission (page images at HathiTrust; US access only)
How to make money in the next two years. (The Magazine of Wall street and business analyst, 1944), by A. T. Miller (page images at HathiTrust; US access only)
Problems in investment (Business pub., inc., 1938), by Shaw Livermore and Orin Kay Burrell (page images at HathiTrust)
The principles of bond investment. (H. Holt, 1913), by Lawrence Chamberlain (page images at HathiTrust)
Proposed amendments to the Securities act of 1933 and to the Securities exchange act of 1934 : hearings before the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-seventh Congress, first session, on a comparative print showing proposed changes in the Securities act of 1933 and the Securities exchange act of 1934, and H.R. 4344, H.R. 5065, and H.R. 5832, bills relating to proposed amendments to the Securities act of 1933 and to Securities exchange act of 1934 ... (1942), by United States House Committee on Interstate and Foreign Commerce and United States. Congress 1942). House (page images at HathiTrust)
Statistical manual, covering real estate bond issues admitted to trading. (New York real estate securities exchange, 1930), by inc New York real estate securities exchange (page images at HathiTrust; US access only)
State and municipal securities regulations; a Conference between a subcommittee on the committee on Interstate and Foreign Commerce, House of Representative, Seventy-Ninth Congress and representatives of the state and municipal securities industry and the Securities and Exchange Commission on H.R. 3129... (U.S. Govt. Print. Off., 1946), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Securities Subcommittee and United States Securities and Exchange Commission (page images at HathiTrust)
Report of the Securities and Exchange Commission on S. 2054 ... May 25, 1956. (U.S. Govt. Print. Off., 1956), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
The securities industry : economic implications for the future : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-seventh Congress, first session, June 17 and 18, 1981. (U.S. G.P.O., 1981), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
Insider trading : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, second session including H.R. 4945 ... July 11, August 3, and September 9, 1988. (U.S. G.P.O. :, 1989), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Information about marketable treasury securities (bills, notes, and bonds). (Dept. of the Treasury, Bureau of the Public Debt, 1991), by United States. Bureau of the Public Debt (page images at HathiTrust)
Securities industry study; report . . . (U.S. Govt. Print. Off., 1972), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust)
Securities exchange acts amendments : hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-third Congress, second session, on S. 2846, a bill to amend certain provisions of the Securities Act of 1934, as amended; the Trust Indenture Act of 1939; and the Investment Company Act of 1940. February 3 and 4, 1954 . . . (U.S. G.P.O., 1954), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
Securities regulation issues : hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, first session, March 5, May 5, and June 4, 1987. (U.S. G.P.O. :, 1988), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust)
Securities act of 1933 release (The Commission, 1933), by United States Securities and Exchange Commission (page images at HathiTrust)
How to invest wisely (American Institute for Economic Research, 1950), by Edmund A. Mennis and Richard W. Radcliff (page images at HathiTrust; US access only)
Conversion of worthless securities into cash; a report. (U.S. Govt. Print. Off., 1973), by United States House Select Committee on Crime (page images at HathiTrust)
Report on S. 2054 to the Committee on Banking and Currency, United States Senate. (U.S. Govt. Print. Off., 1956), by United States Securities and Exchange Commission and United States Senate Committee on Banking and Currency (page images at HathiTrust)
Public Utility Holding Company Act Amendments : hearing before the Subcommittee on Energy Conservation and Power and the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, first session, on H.R. 2994 ... October 31, 1983. (U.S. G.P.O., 1984), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Energy Conservation and Power and Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
Secondary Mortgage Market Enhancement Act : hearing before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-eighth Congress, second session, on H.R. 4557 ... March 14, 1984. (U.S. G.P.O., 1984), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
Options market and the national market system : hearing before the Subcommittee on Oversight and Investigations of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, first session, June 17, 1985. (U.S. G.P.O., 1985), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations (page images at HathiTrust)
Regulating government securities dealers : hearings before the Subcommittee on Telecommunications, Consumer Protection, and Finance of the Committee on Energy and Commerce, House of Representatives, Ninety-ninth Congress, first session, on H.R. 2032 ... June 11, 20 and 26, 1985. (U.S. G.P.O., 1985), by Consumer Protection United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications (page images at HathiTrust)
Private Securities Litigation Reform Act of 1995 : report of the Committee on Banking, Housing, and Urban Affairs, United States Senate, to accompany S. 240 together with additional views. (U.S. G.P.O., 1995), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Federal securities law (Federal Judicial Center, 1993), by Thomas Lee Hazen and Federal Judicial Center (page images at HathiTrust)
An Act to Amend the Securities Exchange Act of 1934 with Respect to the Treatment of Mortgage Backed Securities, to Increase the Authority of the Federal National Mortgage Association and the Federal Home Loan Mortgage Corporation, and for Other Purposes. (U.S. G.P.O. :, 1984), by United States (page images at HathiTrust)
Government Securities Act of 1986. (U.S. G.P.O. :, 1987), by United States (page images at HathiTrust)
Safeguarding the nation's capital ([New York?, 1928), by E. H. H. Simmons (page images at HathiTrust)
Report on the study and investigation of the work, activities, personnel and functions of protective and reorganization committees. Pursuant to Section 211 of the Securities exchange act of 1934 ... (U.S. Govt. Print. Off., 1936), by United States Securities and Exchange Commission (page images at HathiTrust)
An Act to Amend the Federal Securities Laws in Order to Promote Efficiency and Capital Formation in the Financial Markets, and to Amend the Investment Company Act of 1940 to Promote More Efficient Management of Mutual Funds, Protect Investors, and Provide More Effective and Less Burdensome Regulation. (U.S. G.P.O. :, 1996), by United States (page images at HathiTrust)
Volume and nature of corporate securities offerings; supplemental report to Cost of flotation of corporate securities. (Section of Economic Research, Securities and Exchange Commission, 1957), by United States. Securities and Exchange Commission. Division of Trading and Exchanges (page images at HathiTrust)
United States of America foreign - targeted treasury notes of August 15, 1990, series L-1990 (Dept. of the Treasury, Office of the Secretary, 1986), by United States. Department of the Treasury. Office of the Secretary (page images at HathiTrust)
Securities required to be exchanged for cash or new securities pursuant to the Public Utility Holding Company Act of 1935 and chapter x of the Bankruptcy Act (Washington, 1952), by United States Securities and Exchange Commission (page images at HathiTrust)
Opportunities for examiners with the SEC (U.S. Securities and Exchange Commission, 2000) (page images at HathiTrust)
Ohio stock values and yields; comprehensive table showing values and yields of listed or regularly quoted stocks for 1939 Ohio property taxation (Commerce clearing house, inc. Loose leaf service division of the Corporation trust company., 1939), by Commerce Clearing House (page images at HathiTrust)
An investment policy for a period of economic and social change. (D. T. Johnston & co., inc., 1942), by Douglas T. Johnston (page images at HathiTrust)
Poor's special report on fifty low priced stocks ... (Poor's Publishing Company, 1938), by Poor's Publishing Company (page images at HathiTrust)
Real estate securities (Educational Department of the Investment Bankers Association of America, 1926), by Investment Bankers Association of America. Real Estate Securities Committee and Clarkson Potter (page images at HathiTrust)
Smythe's valuable extinct securities guide. (R. M. Smythe, inc., 1938), by R. M. Smythe and R. M. Smythe (Firm) (page images at HathiTrust)
Thomas Gibson's special market letters, 1908. (The Gibson Publishing Company, 1909), by Thomas Gibson (page images at HathiTrust)
Federal Securities Exchange Act of 1934 : report (to accompany S. 3420). (U.S. G.P.O., 1934), by United States Senate Committee on Banking and Currency and Duncan Upshaw Fletcher (page images at HathiTrust)
Regulation of securities : report (to accompany S. 875). (U.S. G.P.O., 1933), by United States Senate Committee on Banking and Currency and Duncan Upshaw Fletcher (page images at HathiTrust)
Securities act of 1933 as amended (U.S. Govt. Print. Off., 1954), by United States (page images at HathiTrust)
Marketing of government securities. Letter from the Secretary of the Treasury transmitting in response to Senate resolution no. 209, certain information with respect to government securities offered to the public during the present fiscal year ... (U.S. Govt. print. off., 1934), by United States Department of the Treasury (page images at HathiTrust)
Proposal to safeguard investors in unregistered securities. Letter from chairman, Securities and exchange commission, transmitting a report of the Securities and exchange commission containing its recommendations for amending the Securities exchange act of 1934 to extend the protective provisions of sections 12, 13, 14, and 16 thereof to the securities of unregistered corporations having at least $3,000,000 in assets and at least 300 security holders. (U.S. Govt. print. off., 1946), by United States Securities and Exchange Commission (page images at HathiTrust)
Instruction book for form 10 for corporations, as amended to and including June 30, 1947. (U.S. Govt. Print. Off., 1947), by United States Securities and Exchange Commission (page images at HathiTrust)
Amendments to Securities exchange act of 1934 ... Report. <To accompany s. 4023> (United States Govt. print. off., 1936), by United States House Committee on Interstate and Foreign Commerce and Sam Rayburn (page images at HathiTrust)
Securities exchange bill of 1934 ... Report [and Minority report]. (U.S. G.P.O., 1934), by United States House Committee on Interstate and Foreign Commerce, Schuyler Merritt, and Sam Rayburn (page images at HathiTrust)
Proposal to safeguard investors in unregistered securities. Supplemental report to Congress. (1950), by United States Securities and Exchange Commission (page images at HathiTrust; US access only)
Comparison of form A-2 under the Securities act of 1933 as amended with form 10 under the Securities exchange act of 1934 as amended. (Lincoln Printing Company, 1936), by United States Securities and Exchange Commission (page images at HathiTrust; US access only)
Trust indenture bill of 1939 ... Report. <To accompany S. 2065> (U.S. Govt. print. off., 1939), by United States House Committee on Interstate and Foreign Commerce and William Purrington Cole (page images at HathiTrust)
Proxies (1952), by United States Securities and Exchange Commission (page images at HathiTrust)
Your securities under social security; a handbook of the labor factor in investments (Dow, Jones & Co., inc., 1936), by Arundel Cotter and Thomas William Phelps (page images at HathiTrust; US access only)
German confiscations of American securities (New York university School of law, 1940), by Paul L. Weiden (page images at HathiTrust)
HR 3606, the Reopening American Capital Markets to Emerging Growth Companies Act of 2011 (U.S. G.P.O. :, 2012), by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises (page images at HathiTrust)
Securities Exchange Act of 1934 as amended. (For sale by the Supt. of Docs., U.S. Govt. Print. Off.]), by United States Securities and Exchange Commission (page images at HathiTrust)
Securities Act of 1933, as in effect. (United States Securities and Exchange Commission; for sale by the Supt. of Docs., U.S. Govt. Print. Off., in the 20th century), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
Compilation of releases under Securities exchange act of 1934. To and including December 31, 1935. (U.S. Govt. print. off., 1936), by United States Securities and Exchange Commission (page images at HathiTrust)
Compilation of releases dealing with matters frequently arising under the Securities Act of 1933. (Securities and Exchange Commission :, 1965), by United States Securities and Exchange Commission (page images at HathiTrust)
Securities Amendments of 1996 : report (to accompany H.R. 3005) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 1996), by United States. Congress. House. Committee on Commerce (page images at HathiTrust)
An Act to Amend the Securities Exchange Act of 1934 with Respect to the Extension of Unlisted Trading Privileges for Corporate Securities, and for Other Purposes. (U.S. G.P.O. :, 1994), by United States (page images at HathiTrust)
Abbreviation, name, par, unit, post and odd lot differentials : stocks and bonds. ([New York] : New York Curb Exchange, 1939, 1939), by New York Curb Exchange (page images at HathiTrust; US access only)
Survey of American listed corporations : registrants under the Securities Exchange Act of 1934 at June 30, 1939-June 30, 1940. ([Securities and Exchange Commission], 1940), by United States Securities and Exchange Commission (page images at HathiTrust)
Preliminary observations on the market crash of October 1987 : statement of Charles A. Bowsher, Comptroller General of the United States, before the Subcommittee on Telecommunications and Finance, Committee on Energy and Commerce, United States House of Representatives (U.S. General Accounting Office, 1988), by Charles A. Bowsher and United States General Accounting Office (page images at HathiTrust)
Laws relating to Securities Commission, exchanges and holding companies (with indices) (U.S. Govt. Print. Off, 1973), by United States and Gilman G. Udell (page images at HathiTrust)
Reducing barriers to capital formation : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Thirteenth Congress, first session. (Washington : U.S. Government Printing Office, 2013-, 2013), by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises (page images at HathiTrust)
Securities and Exchange Commission proposed legislation : "The Insider Trading Act of 1987" and memorandum of support (Securities and Exchange Commission, 1987), by Housing United States. Congress. Senate. Committee on Banking and United States Securities and Exchange Commission (page images at HathiTrust)
A treatise on the law of public securities in America, including bonds and other obligations issued by the United States; the states of the Union; and by cities, towns and other municipalities. (F.D. Linn & Co., 1881), by W. H. Burroughs (page images at HathiTrust)
Regulation A - registration exemptions and small business; SEC proposals. (Chicago :, 1981), by Commerce Clearing House and United States Securities and Exchange Commission (page images at HathiTrust)
Second report to Congress on the effect of the absence of fixed rates of commissions : pursuant to Section 6 (e)(3) of the securities exchange act of 1934 (Commerce Clearing House, 1976), by United States Securities and Exchange Commission and Commerce Clearing House (page images at HathiTrust)
Comments of the Securities and Exchange Commission on the Comptroller General's report of June 20, 1977, to the Congress on the administration of the Public utility holding company act of 1935. (The Commission, 1977), by United States Securities and Exchange Commission (page images at HathiTrust)
Guide to broker-dealer compliance : report of the Advisory Committee on a Model Broker-Dealer Compliance Program. (The Commission, 1974), by United States. Securities and Exchange Commission. Broker-Dealer Model Compliance Program Advisory Committee and United States Securities and Exchange Commission (page images at HathiTrust)
Regulation of securities trading by members of national securities exchanges and the sale of investment advisers of registered investment companies : report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 470, together with additional views. (U.S. G.P.O., 1973), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Securities acts amendments of 1975 : report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 249. (U.S. G.P.O., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
National Securities Market System Act of 1974 : report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 2519. (U.S. G.P.O., 1974), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Improved national securities transfer system : report (to accompany S. 3876) (U.S. G.P.O., 1972), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
SEC legislation, 1963. Hearings before a subcommittee of the Committee on Banking and Currency, United States Senate, Eighty-eighth Congress, first session, on S. 1642, a bill to amend the Securities act of 1933, as amended, and the Securities exchange act of 1934, as amended, to extend disclosure requirements to the issuers of additional publicly traded securities, to provide for improved qualification and discliplinary procedures for registered brokers and dealers, and for other purposes. (U.S. Govt. Print. Off., 1963), by United States Senate Committee on Banking and Currency (page images at HathiTrust)
Securities Acts amendments of 1974 : report together with minority and additional views (to accompany H.R. 5050) (U.S. G.P.O., 1974), by United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Final report on bank securities activities : pursuant to Section 11A(e) of the Securities Exchange Act of 1934. (The Commission, 1977), by United States Securities and Exchange Commission (page images at HathiTrust)
Securities markets, special study. (U.S. Govt. Print. Off., 1963), by United States Securities and Exchange Commission and United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Securities exchange act of 1934, including amendments to the Securities act of 1933, and with full table of contents and detailed index. (Prentice-Hall, inc., 1934), by Prentice-Hall, Inc. (page images at HathiTrust; US access only)
Securities Exchange Act of 1934 (G.P.O., 1940), by United States Securities and Exchange Commission (page images at HathiTrust)
Corrupt overseas payments by U.S. business enterprises : report to accompany S. 3664. (U.S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust)
Uniform sale of securities act : with explanatory preface (The Conference, 1930), by National Conference of Commissioners on Uniform State Laws (page images at HathiTrust; US access only)
For investment progress in 1950 (Magazine of Wall Street and Business Analyst, 1949), by John DuRand (page images at HathiTrust)
Report of special study of securities markets of the Securities and Exchange Commission. (U.S. Govt. Print. Off., 1963), by United States Securities and Exchange Commission and United States House Committee on Interstate and Foreign Commerce (page images at HathiTrust)
Securities act of 1933 ([U.S. Govt. Print. Off.], 1933), by United States (page images at HathiTrust)
Rules of practice as amended. (U.S. Govt. Print. Off.], between 1000 and 1999), by United States Securities and Exchange Commission (page images at HathiTrust)
News digest. (Washington, D.C., in the 20th century), by United States Securities and Exchange Commission (page images at HathiTrust)
Securities Exchange Act of 1934, as amended to July 29, 1968. (U.S. Securities and Exchange Commission, 1969), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
Institutional investor study report of the Securities and Exchange Commission. (GPO, 1971), by United States House Committee on Interstate and Foreign Commerce and United States Securities and Exchange Commission (page images at HathiTrust)
General rules and regulations under the Securities Act of 1933, as amended to and including May 25, 1942. (U.S. G.P.O., 1942), by United States Securities and Exchange Commission (page images at HathiTrust)
A key to more jobs : an analysis of why peopleare not putting money in job-making investments (National Association of Manufacturers, 1939), by National Association of Manufacturers (U.S.) (page images at HathiTrust; US access only)
The Problem of depreciated investment securities : the effect of abnormal conditions upon securities : a study on the restoration of investment securities ... (Jas. H. Oliphant & Co., 1920), by Jas. H. Oliphant & Co (page images at HathiTrust)
Public service corporation securities : a lecture (Marshall, 1915), by Arthur S. Dewing (page images at HathiTrust)
Investment analysis; fundamentals in the analysis of investment securities (The Macmillan Company, 1927), by Walter Edwards Lagerquist (page images at HathiTrust)
General rules and regulations under the Securities exchange act of 1934 as in effect September 15, 1960. (U.S.G.P.O, 1960), by United States Securities and Exchange Commission (page images at HathiTrust)
Simplified registration and reporting requirements for small issuers. (The Commission, 1979), by U.S. Securities and exchange commission. Division of corporation finance (page images at HathiTrust)
Securities exchange act of 1934, as amended to February 5, 1976. (Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1979), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
Accounting and other requirements for the sale of foreign securities in the U.S. capital market. (New York, 1959), by American Institute of Certified Public Accountants (page images at HathiTrust)
The stock market barometer; a study of its forecast value based on Charles H. Dow's theory of the price movement. With an analysis of the market and its history since 1897 (Harper & Brothers, 1937), by William Peter Hamilton (page images at HathiTrust; US access only)
Directory of companies filing annual reports with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Alphabetically and by industry groups. (U.S. Govt. Print. Off., 1961), by United States. Securities and Exchange Commission. Division of Trading and Exchanges (page images at HathiTrust)
Stockholder proposals included in management's proxy statements under the Commission's Rule 240.14a-8 of Regulation X-14 under the Securities Exchange Act of 1934. ([Washington, D.C., 1953), by United States. Securities and Exchange Commission. Division of Corporation Finance (page images at HathiTrust)
Market 2000 : an examination of current equity market developments (U.S. G.P.O. :, 1994), by United States. Securities and Exchange Commission. Division of Market Regulation (page images at HathiTrust)
Effective registration statements under the Securities act of 1933; a tabulation of registration statements which have become effective under the Securities act of 1933, from enactment to January 1, 1936 ... (Chicago, 1936), by Commerce Clearing House (page images at HathiTrust)
Comparative print showing proposed changes in the Securities act of 1933 and the Securities exchange act of 1934. (U.S. govt. print. off.], 1941), by United States (page images at HathiTrust)
Securities exchange act of 1934, as amended to July 29, 1968. ([Washington, D.C., 1969), by United States and United States Securities and Exchange Commission (page images at HathiTrust; US access only)
Cost of flotation for registered securities, 1938-1939. Report of Research and Statistics Section of the Trading and Exchange Division to the Securities and Exchange Commission. (Washington, D. C., 1941), by United States. Securities and Exchange Commission. Division of Trading and Exchanges (page images at HathiTrust)
Unseasoned registered securities (Washington, 1941), by United States Securities and Exchange Commission (page images at HathiTrust; US access only)
Bank securities activities (The Department, 1975), by United States Department of the Treasury and United States. Department of the Treasury. Office of Capital Markets Policy (page images at HathiTrust)
Laws relating to securities commission, exchanges and holding companies. (U.S. Govt. Print. Off., 1941), by United States and Elmer A. Lewis (page images at HathiTrust)
Accounting series releases (releases 1 to 77, inclusive) Amended to March 10, 1956. (U.S. G.P.O., 1956), by United States Securities and Exchange Commission (page images at HathiTrust)
Statements of beneficial ownership of and transactions in securities. (U.S. G.P.O., 1961), by United States Securities and Exchange Commission (page images at HathiTrust; US access only)
Proposal to safeguard investors in unregistered securities : Report to Congress recommending an amendment to the Securities Exchange Act of 1934 which would extend to investors in unregistered securities the protection now afforded to investors in registered securities by reason of sections 12, 13, 14 and 16 of the act. (Securities and Exchange Commission, 1946), by United States Securities and Exchange Commission and United States (page images at HathiTrust)
Accounting series releases; compilation of releases 1 to 112 inclusive, as in effect August 1968. (For sale by the Supt. of Docs., U.S. Govt. Print. Off., 1969), by United States Securities and Exchange Commission (page images at HathiTrust)
The evolution of disclosure regulation by the Securities and Exchange Commission (U.S. Securities and Exchange Commission, 1988), by David S. Ruder and United States Securities and Exchange Commission (page images at HathiTrust)
Stockholder proposals excluded from management proxy statements under the Commission's Rule X-14-8 of Regulation X-14 under the Securities Exchange Act of 1934. ([Washington, D.C., 1954), by United States. Securities and Exchange Commission. Division of Corporation Finance (page images at HathiTrust)
Georgia stock values and yields; a comprehensive table showing values and yields of listed or regularly quoted stocks for 1940 Georgia intangibles and income taxation as prepared and issued by the publishers of the CCH Georgia tax service. (Commerce clearing house, Loose leaf service division of the Corporation trust company, 1940), by Commerce Clearing House (page images at HathiTrust; US access only)
Investors, dealers and issuers would benefit by competitive bidding for the securities of public utilities. A reply to the opponents of competitive bidding. (Otis and Co., 1941), by Ohio) Otis and Co. (Cleveland (page images at HathiTrust; US access only)
Stabilization of security prices during distribution. (Twentieth century press, 1938), by inc Twentieth century press (page images at HathiTrust)
Testimony of J. Sinclair Armstrong, Chairman of the Securities and exchange commission, before the Subcommittee on securities, of the Committee on banking and currency, United States Senate, June 15, 1955 ... ([Washington? D.C., 1955), by J. Sinclair Armstrong and United States Senate Committee on Banking and Currency (page images at HathiTrust)
Oklahoma stock values and yields; a comprehensive table showing values and yields of listed or regularly quoted stocks for 1940 Oklahoma intangibles and income taxation (Commerce clearing house, inc., 1940), by Commerce Clearing House (page images at HathiTrust; US access only)
Subject index to the speech file in the Library of the securities and Exchange Commission (The Library, 1952), by Annette Peabody and United States. Securities and Exchange Commission. Library (page images at HathiTrust; US access only)
Make your money work. (Trend Books, 1954), by N. H. Mager, Morton Yarmon, and Trend Books (page images at HathiTrust)
Amerikaansche Spoorwegen (P.N. van Kampen & Zoon, 1873), by N. J. den Ten (page images at HathiTrust)
Standard stock offerings. (New York : Standard Statistics Company, [1920-], 1920), by Standard Statistics Company (page images at HathiTrust)
Federal laws relating to securities and public utilities. (New York : Lincoln Engraving and Printing Corp., [1949?], 1940) (page images at HathiTrust; US access only)
A guide to syndicate procedure. (Pub. by Sorg Print. Co., 1946), by Julius T. Asch (page images at HathiTrust; US access only)
How to invest wisely (American Institute for economic research, 1947), by American Institute for Economic Research and E. C. Harwood (page images at HathiTrust; US access only)
The solicitation of authorizations from security holders. (Twentieth Century Press, Inc., 1939), by Inc Twentieth Century Press (page images at HathiTrust)
Civil actions under S.E.C. laws. (Twentieth Century Press, Inc., 1939), by inc Twentieth century press (page images at HathiTrust)
List and Digest: of court opinions involving and relating to the subject matters of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, National Bankruptcy Act: chapter X. (Twentieth Century Press, Inc., 1940), by Inc Twentieth Century Press (page images at HathiTrust)
Index to addresses: by commissioners and members of the staff, Securities and Exchange Commission to May, 1940 . (Twentieth Century Press, Inc., 1940), by Inc Twentieth Century Press (page images at HathiTrust)
Trading in "when issued" securities. (Twentieth Century Press, Inc., 1938), by Inc Twentieth Century Press (page images at HathiTrust)
Blue sky laws, analysis and text (C. Boardman, 1921), by Robert R. Reed and Lester H. Washburn (page images at HathiTrust)
Investment Company Act release. (Securities and Exchange Commission, 1951), by United States Securities and Exchange Commission (page images at HathiTrust)
Trust indenture act of 1939 and general rules and regulations thereunder. (Washington., between 1000 and 1999), by United States and United States Securities and Exchange Commission (page images at HathiTrust)
The Role of regional broker-dealers in the capital formation process : underwriting, market-making, and securities research activities, phase II report. (U.S. Securities and Exchange Commission, Directorate of Economic and Policy Analysis :, 1981), by United States. Small Business Administration. Office of Advocacy and United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis (page images at HathiTrust)
Does the Federal Reserve affect asset prices? (Federal Reserve Bank of Chicago, 1992), by Vefa Tarhan (page images at HathiTrust)
Form S-1 : registration statement under the Securities Act of 1933. As revised October 25, 1955. (Govt. Print. Off., 1955), by United States Securities and Exchange Commission (page images at HathiTrust)
Form 10-K, annual report, pursuant to section 13 or 15(d) of the Securities exchange act of 1934. ([Washington, 1954), by United States Securities and Exchange Commission (page images at HathiTrust)
A Monitoring report on the operation of the intermarket trading system (The Commission, 1981), by United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis (page images at HathiTrust)
Prepayment expectations for GNMA securities : their impact on yield calculations (Office of Economic Research, Federal Home Loan Bank Board, 1979), by Susan Neary Cirillo (page images at HathiTrust)

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