Stock exchanges -- Law and legislationSee also what's at your library, or elsewhere.
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Filed under: Stock exchanges -- Law and legislation Stock exchange law and practice (Sweet and Maxwell, 1910), by Wyndham Anstis Bewes (page images at HathiTrust) Brief and reply submitted on behalf of the New York stock exchange to the Senate Committee on banking and currency. ([New York?], 1914), by John G. Milburn, Walter F. Taylor, Samuel Untermyer, United States. Congress. Senate. Committee on banks and currency, and New York Stock Exchange (page images at HathiTrust) Brief and reply brief submitted on behalf of the New York stock exchange to the Senate Committee on banking and currency, March 5, 1914 and March 30, 1914, respectively. ([New York?, 1914), by John G. Milburn, Walter F. Taylor, Samuel Untermyer, United States. Congress. Senate. Committee on banks and currency, and New York Stock Exchange (page images at HathiTrust) Understanding the new stock market; with the text of the 1934 Securities exchange act (Greenberg, 1934), by Robert Irving Warshow (page images at HathiTrust) A treatise on the law of stock-brokers and stock-exchanges (Harper & Bros., 1882), by John R. Dos Passos (page images at HathiTrust) The law of commercial exchanges (Baker, Voorhis & co., 1912), by Chester Arthur Legg (page images at HathiTrust) Legislation against speculation and gambling in the forms of trade including "futures," "options," and "short sales," (Baker, Voorhis & Company, 1905), by T. Henry Dewey (page images at HathiTrust) A treatise on the law of stock brokers. (J.B. Lippincott & Co., 1882), by Arthur Biddle and George Biddle (page images at HathiTrust) Rules of the Securities and Exchange Commission under the Securities exchange act of 1934, Public utility holding company act 1935, Investment company act of 1940. Solicitation of proxies, consents and authorizations, reorganizations. New York Stock Exchange Proxy rules. (Georgeson, 1953), by United States Securities and Exchange Commission, Georgeson & Company, and New York Stock Exchange (page images at HathiTrust) The Securities exchange act of 1934, analyzed and explained (F. E. Fitch, inc., 1934), by Charles Harrison Meyer, Sam Rayburn, and Duncan Upshaw Fletcher (page images at HathiTrust) The law of stockbrokers and stock exchanges, and of commodity brokers and commodity exchanges (Baker, Voorhis & Co., 1931), by Charles H. Meyer, American Stock Exchange, New York Cotton Exchange, and Chicago Stock Exchange (page images at HathiTrust) Analysis of the amendments of 1934 to the Securities Act of 1933 (Boston News Bureau, 1934), by Lothrop Withington and Oscar William Haussermann (page images at HathiTrust) Bericht der XV. Kommission zur vorberatung des entwurfes eines gesetzes, betreffend änderung des börsengesetzes. Nr. 483 der drucksachen. (C. Heymann, 1908), by betreffend änderung des börsengesetzes Germany. Kommission zur vorberatung des entwurfes eines gesetzes (page images at HathiTrust) Probleme des aktienrichts unter besonderer berücksichtigung ihrer entwicklung in den Vereinigten Staaten von Amerika (W. de Gruyter & Co., 1928), by Georg Solmssen (page images at HathiTrust) Analysis of regulation T, series 1934, as issued by the Federal reserve board on October 1st, 1934 (inclusive of official interpretations issued up to December 7th, 1934) (New York, N.Y., 1935), by Frederick S. Todman and United States. Federal Reserve Board (page images at HathiTrust) The law and customs of the Stock exchange. With an appendix containing the rules and regulations authorised by the committee for the conduct of business. (Sweet and Maxwell, limited [etc.], 1905), by Rudolph E. Melsheimer, William Bowstead, Walter Laurence, and Samuel Gardner (page images at HathiTrust) The role of index-related trading in the market decline on September 11 and 12, 1986 : a report (The Commission, 1987), by United States. Securities and Exchange Commission. Division of Market Regulation (page images at HathiTrust) Securities exchange act of 1934, including amendments to the Securities act of 1933, and with full table of contents and detailed index. (Prentice-Hall, inc., 1934), by Prentice-Hall, Inc. (page images at HathiTrust; US access only) Traité de droit pénal financier; sociétés de commerce--syndicats financiers--opérations de banque et de bourse--entreprises de gestion dans les assurances, les mutualités, les sociétés de capitalisation et d'épargne--publicité financière--procédure pénale (Dalloz, 1920), by J. Tchernoff (page images at HathiTrust; US access only) Municipal securities full disclosure act of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session on S. 2969 ... S. 2574 ... Feb. 24-26, 1976. (U. S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities and Exchange Commission recommondations regarding the October 1987 market break : contained in testimony delivered by David S. Ruder, Chairman, Securities and Exchange Commission, before the United States Senate Committee on Banking, Housing and Urban Affairs, February 3, 1988. (Securities and Exchange Commission, 1988), by David S. Ruder, Housing United States. Congress. Senate. Committee on Banking, and United States Securities and Exchange Commission (page images at HathiTrust) Rules and regulations of the Stock Exchange (E. Wilson, 1929), by England) Stock Exchange (London and F. J. Varley (page images at HathiTrust; US access only)
Filed under: Stock exchanges -- Law and legislation -- Belgium
Filed under: Stock exchanges -- Law and legislation -- Canada Don Quixote in Finance: or, Has Canada a Medici? A Tale of Treasons, Strategems and Spoils (ca. 1920), by W. H. P. Jarvis Has Canada a Medici? (s.n., 1920), by W. H. P. Jarvis (page images at HathiTrust)
Filed under: Stock exchanges -- Law and legislation -- Europe
Filed under: Stock exchanges -- Law and legislation -- France La profession d'agent de change; ses droits et ses responsabilités. (Librairie générale de droit et de jurisprudence, 1888), by Abel Waldmann (page images at HathiTrust) Les opérations de bourse; histoire, pratique, législation, jurisprudence, réformes, morale, économie politique. (Guillaumin, 1875), by Edmond Guillard (page images at HathiTrust) Décret du 7 octobre 1890 portant règlement da̓dministration publique pour le̓xécution de la̓rticle 90 du Code de commerce et de la Loi du 28 mars 1885 sur les marchés à terme, modifié par le décret du 29 juin 1898. (Chambre syndicale des agents de change, 1898), by France (page images at HathiTrust) Code de la bourse : ou exposé méthodique de la législation et de la jurisprudence belges : sur les bourses de commerce, les agents de change, et les opérations de bourse : suivi des documents officiels (A. Marescq, 1876), by Louis Bastiné and Belgium (page images at HathiTrust) Vade-mecum de l'agent de change et du courtier de commerce, contenant les lois, ordonnances et réglemens, qui régissent ces fonctions depuis la réorganisation des bourses de commerce; l'indication des édits et actes du governement, rendus depuis la création de ces offices dans le royaume; suivi d'un recueil des tarifs des droits de commission et courtage pour finance, change et marchandises, réglemens et usages en matières de banque, escompte, et transactions commerciales sur la place de Lille; etc. ... (L. Jacqué, 1830) (page images at HathiTrust) Das operações de bolsa a prazo e do reporte segundo o codigo commercial : comparação com a legislação franceza sobre o assumpto (Typ. da Companhia Nacional Editora, 1893), by Domingos Pinto Coelho (page images at HathiTrust)
Filed under: Stock exchanges -- Law and legislation -- Germany
Filed under: Stock exchanges -- Law and legislation -- Great Britain The law and practice of the Stock Exchange : with appendices containing the rules and regulations annotated, and forms of instruments accompanying a mortgage of securities (W. Clowes and Sons, 1897), by B. E. Spencer Brodhurst (page images at HathiTrust) The law relating to the public funds and the equitable and legal remedies with respect to funded property : including the practice by distringas, and under the statute 1 & 2 Vict. c. 110, with references to the cases on the foreign funds and public companies, and an appendix of forms (Saunders & Benning, 1839), by James John Wilkinson (page images at HathiTrust) Rules and regulations of the Stock Exchange (E. Wilson, 1929), by England) Stock Exchange (London and F. J. Varley (page images at HathiTrust; US access only)
Filed under: Stock exchanges -- Law and legislation -- New York (State) Stock exchange law, with special reference to the New York Stock Exchange and New York law (Ronald Press Co., 1923), by Samuel P Gilman and New York (State) (page images at HathiTrust) The law of stockbrokers : including the law relating to transactions for customers on the New York Stock Exchange (Baker, Voorhis, 1922), by Douglas Campbell (page images at HathiTrust) A handbook of stock exchange laws : affecting members, their customers, brokers and investors (Mathew Bender, 1915), by Samuel P. Goldman (page images at HathiTrust)
Filed under: Stock exchanges -- Law and legislation -- Portugal
Filed under: Stock exchanges -- Law and legislation -- Romania
Filed under: Stock exchanges -- Law and legislation -- Soviet UnionFiled under: Stock exchanges -- Law and legislation -- United States Laws relating to Securities Commission, exchanges and holding companies. (U.S. Government Printing Office; for sale by the Supt. of Docs., U.S. Govt. Print. Off., in the 20th century), by Estados Unidos (page images at HathiTrust) Securities Exchange Act of 1934, as amended to July 1, 1991. (U.S. Securities and Exchange Commission, 1991), by United States and United States Securities and Exchange Commission (page images at HathiTrust) Laws relating to securities commission exchanges and holding companies (with indices) (U.S. G.P.O. :, 1981), by United States, Gerard P. Walsh, and United States Securities and Exchange Commission (page images at HathiTrust) Oversight of the functioning and administration of the Securities Acts amendments of 1975 : report, together with additional views (U.S. Govt. Print. Off., 1977), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Oversight and Investigations and United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance (page images at HathiTrust) Margin requirements for transactions in financial instruments hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-sixth Congress, second session, on S. 2704 ... May 29 and 30, 1980. (U.S. G.P.O., 1980), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Fixed rates and institutional membership hearings, Ninety-third Congress, first session on S. 470 ... [and] S. 488. (U.S. Govt. Print. Off., 1973), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities exchange act amendments of 1973 hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340... (U.S. Govt. Print. Off., 1974), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust) Summary of Major Provisions of Securities Acts Amendments of 1974 (H.R. 5050) (U.S. G.P.O., 1974), by United States House Committee on Interstate and Foreign Commerce and United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust) National securities market system act of 1973 hearings, Ninety-third Congress, first session, on S. 2519 .. (U.S. Govt. Print. Off., 1974), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) SEC authority over third market trading hearing, Ninety-third Congress, second session, on S. 3126 .. (U.S. Govt. Print. Off., 1974), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Trading in municipal securities hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-third Congress, second session, on S. 1933 ... S. 2474 ... May 6, 7, and 8, 1974. (U.S. Govt. Print. Off., 1974), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) National Market Board hearings before the Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-fourth Congress, first session, on. H.R. 4457 ... March 18, 19, and 20, 1975. (U.S. Govt. Print. Off., 1975), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance (page images at HathiTrust) Securities acts amendments of 1975 hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 249 to amend the Securities exchange act of 1934 and for other purposes, February 19, 20, and 21, 1975. (U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Summary of principal provisions of Securities Acts Amendments of 1975, S. 249 (U.S. G.P.O., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Laws relating to Securities Commission exchanges and holding companies, with indices (U.S. Govt. Print. Off., 1976), by United States and Gilman G Udell (page images at HathiTrust) An introduction to securities regulation. (Twentieth Century Press, 1958), by Allen D. Choka (page images at HathiTrust) Emergency Securities Response Act of 2003 : report (to accompany H.R. 657) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 2003), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Federal securities law (Federal Judicial Center, 2003), by Thomas Lee Hazen and Federal Judicial Center (page images at HathiTrust) Regulation NMS : the SEC's view : hearing before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Ninth Congress, first session, March 15, 2005. (U.S. G.P.O. :, 2005), by Insurance United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets (page images at HathiTrust) Regulation NMS and developments in market structures : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on examination of regulation of the national market system and developments in market structure, focusing on proposals to modernize the national market system to improve the regulatory structure of U.S. equity markets, July 21 and 22, 2004. (U.S. G.P.O. :, 2006), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Regulation NMS and recent market developments : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Ninth Congress, first session, on examination of regulation national market system (NMS) designed to strengthen our national market system for equity securities, focusing on recent market developments, May 18 and 19, 2005. (U.S. G.P.O. :, 2007), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) The rights of margin customers against wrongdoing stockbrokers and some other problems in the modern law of pledge (The Plimpton press, 1941), by Edward Henry Warren (page images at HathiTrust) Corporation accounting and corporation law : a manual of corporate organization and management : accounting in theory and practice : banking, with special reference to the national banking system, and a treatise on stock exchanges (J. Rahill, 1906), by J. J. Rahill and Alfred G. Platt (page images at HathiTrust) A treatise on the law of stock-brokers and stock-exchanges (Harper & Bros., 1882), by John R. Dos Passos (page images at HathiTrust) Intermarket Coordination Act of 1988 : hearings before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundredth Congress, second session on S. 2256 ... April 19 and May 11, 1988. (U.S. G.P.O. :, 1988), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Managed accounts/section 11(a) : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Second Congress, first session, May 14, 1991. (U.S. G.P.O. :, 1991), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Unlisted trading privileges : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred Third Congress, second session on H.R. 4535, a bill to amend the Securities Exchange Act of 1934 with respect to the extension of unlisted trading privileges for corporate securities, June 22, 1994. (U.S. G.P.O. :, 1994), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Securities laws enforcement : hearing before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, first session, on H.R. 975 ... July 19, 1989. (U.S. G.P.O. :, 1989), by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance (page images at HathiTrust) Law relating to stocks, bonds, and other securities, in the United States. (R. Welsh & co., 1881), by Francis A. Lewis (page images at HathiTrust) The law of stockbrokers, with reference to transactions for customers on the New York Stock Exchange (Baker, Voorhis and Co., 1914), by Douglas Campbell (page images at HathiTrust) Legislation against speculation and gambling in the forms of trade including "futures," "options," and "short sales," (Baker, Voorhis & Company, 1905), by T. Henry Dewey (page images at HathiTrust) A treatise on the law of stock brokers. (J.B. Lippincott & Co., 1882), by Arthur Biddle and George Biddle (page images at HathiTrust) Securities exchange act amendments of 1973. Hearings, Ninety-third Congress, first session, on H.R. 5050 and H.R. 340... (U.S. Govt. Print. Off., 1974), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust) Extension of SEC institutional investor study. Hearing, Ninety-first Congress, first session ... September 15, 1969. (U.S. Govt. Print. Off., 1969), by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance (page images at HathiTrust) Institutional membership on national securities exchanges : hearings, Ninety-second Congress, second session, on S. 1164 and S. 3347. (U.S. Govt. Print. Off, 1972), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Laws relating to Securities Commission, exchanges, and holding companies, with indices. (U.S. Govt. Print. Off., 1968), by United States and Gilman G Udell (page images at HathiTrust) Federal securities law reporter : federal regulation of securities : laws, regulations, forms, rulings and decisions. (Chicago : Commerce Clearing House, [1964-], 1964), by Commerce Clearing House (page images at HathiTrust) Rules of the Securities and Exchange Commission under the Securities exchange act of 1934, Public utility holding company act 1935, Investment company act of 1940. Solicitation of proxies, consents and authorizations, reorganizations. New York Stock Exchange Proxy rules. (Georgeson, 1953), by United States Securities and Exchange Commission, Georgeson & Company, and New York Stock Exchange (page images at HathiTrust) Stockbrokerage law for stockbrokers and their employees (Lincoln printing company, 1937), by Walter Harper Moses (page images at HathiTrust) Stock exchanges, stockbrokers & customers (West Publishing Co. ;, 1940), by William Harman Black (page images at HathiTrust) Securities Act of 1933 (Commerce Clearing House, Inc., Loose-Leaf Service Division of the Corporation Trust Company, 1940), by Commerce Clearing House (page images at HathiTrust) Securities exchange act of 1934, as amended to August 20, 1964. (For sale by the Superintendent of Documents, U.S. Govt. Print. Off., 1964), by United States and United States Securities and Exchange Commission (page images at HathiTrust) Laws relating to Securities Commission, exchanges, and holding companies : with indices (U.S. Govt. Print. Off., 1964), by United States and Gilman G. Udell (page images at HathiTrust) Federal securities law (Federal Judicial Center, 2011), by Thomas Lee Hazen, Kris Markarian, and Federal Judicial Center (page images at HathiTrust) Emergency Securities Response Act of 2001 : report (to accompany H.R. 3060) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 2001), by United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Securities acts amendments of 1975 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, first session, on S. 249 to amend the Securities exchange act of 1934 and for other purposes, February 19, 20, and 21, 1975. (U.S. Govt. Print. Off., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities regulation : SEC's oversight of privately placed transactions among large investors : report to Congressional requesters (The Office ;, 1993), by United States General Accounting Office (page images at HathiTrust) Public ownership of US stock markets (U.S. G.P.O. :, 2001), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Sales of stocks and bonds. (Barnard & Millar, 1915), by Milford J. Thompson (page images at HathiTrust) Report of the Securities and Exchange Commission on S. 2054 ... May 25, 1956. (U.S. Govt. Print. Off., 1956), by United States Senate Committee on Banking and Currency (page images at HathiTrust) Federal securities law (Federal Judicial Center, 1993), by Thomas Lee Hazen and Federal Judicial Center (page images at HathiTrust) Securities Amendments of 1996 : report (to accompany H.R. 3005) (including cost estimate of the Congressional Budget Office). (U.S. G.P.O., 1996), by United States. Congress. House. Committee on Commerce (page images at HathiTrust) An Act to Amend the Securities Exchange Act of 1934 with Respect to the Extension of Unlisted Trading Privileges for Corporate Securities, and for Other Purposes. (U.S. G.P.O. :, 1994), by United States (page images at HathiTrust) Review of SEC regulation NMS ([publisher not identified], 2014), by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises and United States. Congress. House. Committee on Financial Services (page images at HathiTrust) Laws relating to Securities Commission, exchanges and holding companies (with indices) (U.S. Govt. Print. Off, 1973), by United States and Gilman G. Udell (page images at HathiTrust) Guide to broker-dealer compliance : report of the Advisory Committee on a Model Broker-Dealer Compliance Program. (The Commission, 1974), by United States. Securities and Exchange Commission. Broker-Dealer Model Compliance Program Advisory Committee and United States Securities and Exchange Commission (page images at HathiTrust) Securities acts amendments of 1975 : report of the Committee on Banking, Housing and Urban Affairs, United States Senate, to accompany S. 249. (U.S. G.P.O., 1975), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities Exchange Act of 1934, as amended to July 29, 1968. (U.S. Securities and Exchange Commission, 1969), by United States and United States Securities and Exchange Commission (page images at HathiTrust; US access only) Securities exchange act of 1934, as amended to February 5, 1976. (Securities and Exchange Commission : for sale by the Supt. of Docs., U.S. Govt. Print. Off., 1979), by United States and United States Securities and Exchange Commission (page images at HathiTrust) Market 2000 : an examination of current equity market developments (U.S. G.P.O. :, 1994), by United States. Securities and Exchange Commission. Division of Market Regulation (page images at HathiTrust; US access only) Municipal securities full disclosure act of 1976 : hearings before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, second session on S. 2969 ... S. 2574 ... Feb. 24-26, 1976. (U. S. Govt. Print. Off., 1976), by Housing United States. Congress. Senate. Committee on Banking (page images at HathiTrust) Securities and Exchange Commission recommondations regarding the October 1987 market break : contained in testimony delivered by David S. Ruder, Chairman, Securities and Exchange Commission, before the United States Senate Committee on Banking, Housing and Urban Affairs, February 3, 1988. (Securities and Exchange Commission, 1988), by David S. Ruder, Housing United States. Congress. Senate. Committee on Banking, and United States Securities and Exchange Commission (page images at HathiTrust)
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