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The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003.

Title:The state of the securities industry : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, first session, on the recent initiatives to enhance investor protections in our securities markets, focusing on fund advertising, proxy voting, Sarbanes-Oxley Act requirements, future mutual fund activity, the hedge fund report, and the Canary investigation, September 30, 2003.
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Note:U.S. G.P.O. :, 2004
  
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Subject:Consumer protection -- United States
Subject:Disclosure of information -- United States
Subject:Financial services industry -- Corrupt practices -- United States
Subject:Hedge funds -- United States
Subject:Mutual funds -- United States
Subject:Securities fraud -- United States
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