The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004., by Housing United States. Congress. Senate. Committee on Banking

Title:	The role of state securities regulators in protecting investors : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Eighth Congress, second session, on efforts to enforce securities laws, investment adviser registration and licensing, state investigations into mutual fund industry abuses, and investor education programs, June 2, 2004.
Author:	United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Note:	U.S. G.P.O. :, 2005

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Subject:	Consumer protection -- United States -- States
Subject:	Financial services industry -- Corrupt practices -- United States -- States -- Prevention
Subject:	Investment advisors -- Legal status, laws, etc. -- United States -- States
Subject:	Mutual funds -- Corrupt practices -- United States -- States -- Prevention
Subject:	Securities fraud -- United States -- States -- Prevention
Subject:	United States. Securities and Exchange Commission
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